1 / 5

aSource Global Limited

aSource Global Limited. Global Services Delivered Locally. Product Development & the C-suite. Confidential 16 th May 2013. Summary. Operational Risk. CEO COO Chair Head of Compliance Head of Risk Board FD CFO NED’s CRO CIO CTO CMO.

annice
Télécharger la présentation

aSource Global Limited

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. aSource Global Limited Global Services Delivered Locally Product Development & the C-suite Confidential 16th May 2013

  2. Summary Operational Risk • CEO • COO • Chair • Head of Compliance • Head of Risk • Board • FD • CFO • NED’s • CRO • CIO • CTO • CMO Articulate value proposition and evidence sales message 1 Conduct Risk Section 166 Culture Review KYC Emphasis on shareholder value 2 Understand external stakeholder stance (Regulator/Rating agency) 3 Focus on quality & experience and getting them to BAU 4 Internal culture implementation 5 Change/Programme Management wrapper

  3. Summary Operational Risk • Leader/Shaper/Figurehead • Visionary / Value adder • Infrastructure / Operations • Cost / Strategist • Risk Manager / Control • Administrator/Coordinator/Doer • Sales / Marketer • Resourcer Articulate value proposition and evidence sales message 1 Conduct Risk Section 166 Culture Review KYC Emphasis on shareholder value 2 Understand external stakeholder stance (Regulator/Rating agency) 3 Focus on quality & experience and getting them to BAU 4 Internal culture implementation 5 Change/Programme Management wrapper

  4. Product Focus • Solvency II / IFRS 4 phase II • Basel III • Op Risk • Compliance and Conduct Risk • Project management • Change • IT projects • Campaigns • M&A

  5. Service Line • Solvency II • Basel II/III • Collateral Management • Investment/Wealth Management • Change Management • Portfolio Programme Management • Supporting IT Services • Supporting Resource Management • 166 Remediation • FSA Authorisation • Board Review • KYC/AML • FACTCA • RDR • Operational Risk • Actuarial Risk

More Related