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Sarbanes Oxley Banking Peer Survey – Selected Results

Sarbanes Oxley Banking Peer Survey – Selected Results. 08/21/04. Background.

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Sarbanes Oxley Banking Peer Survey – Selected Results

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  1. Sarbanes Oxley Banking Peer Survey – Selected Results 08/21/04

  2. Background • During late 2003 Ardmore Banking Advisors (ABA) conducted a survey on activities of the Boards and Committees of many mid-Atlantic banking institutions of various sizes relating to the impact of Sarbanes-Oxley Reform Act of 2002. The following three charts depict some of the data derived from this survey. The source of the data was typically the banks' internal auditors or CFOs.

  3. Frequency of Committee Meetings

  4. Roles Changed Since Sarbanes Oxley Implementation

  5. Session Independent Board Members Only

  6. More information • In early 2004 ABA conducted a survey of Audit Chairpersons and their roles and challenges in light of Sarbanes-Oxley. Some information on that survey will be displayed in September on ABA's website. If you would like some more information on either of these surveys please email TASpratt@ardmoreadvisors.com with your request. Include your name, business affiliation, address, phone number, email address and any specific questions that you may have.

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