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Who is a Representative ?

Who is a Representative ?. Product categories. Product categories. Product categories. Role of Rep as per C.o.C. C.o.C must make provision for…. Who is a Key Individual?. Role of K.I. Role of FSP. What info is in the Register?. Purpose of the register?. Acts as a Rep.

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Who is a Representative ?

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  1. Who is a Representative ?

  2. Product categories

  3. Product categories

  4. Product categories

  5. Role of Rep as per C.o.C

  6. C.o.C must make provision for…

  7. Who is a Key Individual?

  8. Role of K.I.

  9. Role of FSP

  10. What info is in the Register?

  11. Purpose of the register?

  12. Acts as a Rep

  13. Rep to adhere to at all times

  14. Fit and Proper - Reps

  15. Honesty & Integrity: Prima Facie Evidence

  16. Honesty & Integrity: Prima Facie Evidence

  17. Honesty & Integrity: Prima Facie Evidence

  18. Honesty & Integrity: Prima Facie Evidence

  19. Honesty & Integrity: Prima Facie Evidence

  20. Honesty & Integrity: Volunteer information

  21. Competence:

  22. Competence:

  23. Competence:

  24. Competence:

  25. Experience: Category I

  26. Experience: Category I

  27. Experience: Category I

  28. Experience: Category I

  29. Experience: Category I

  30. Experience: Category I

  31. Experience: Category I

  32. What is advice?

  33. What is intermediary service?

  34. What is services under supervision?

  35. Debarring Representatives?

  36. Debarring Representatives?

  37. Process of Debarment

  38. Update the Register (Debarment)

  39. Record-keeping

  40. Record-keeping

  41. Record-keeping: FICA

  42. Record-keeping: FICA

  43. Record-keeping: FICA

  44. Record-keeping: FICA

  45. Record-keeping: FICA: 3rd parties

  46. Record-keeping: FICA: Evidence

  47. GCoC: Receives funds or products from Client:

  48. GCoC: Receives funds or products from Client:

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