Collaboration of IP Development between University and Industry Yinghong Peng

1. Collaboration of IP Development between University and Industry Yinghong Peng Shanghai Jiao Tong University Dec. 16, 2004

2. Outline • Puzzledom of university’s IP service for enterprises • Thought of collaboration between university and industry in IP • Introduction of IP development in SJTU

3. Puzzledom of university’s IP service for enterprises Character of University’s Patent • Most of the university’ IP focus on basic research According to SIPO’s statistics,from Apr.1985 to Dec.2003,the total application in university is 17504, including inventions 8014, utility models 9277, designs 190.

4. Puzzledom of university’s IP service for enterprises Proportion of Inventions in four types IP

5. Conflicts between University patent and Enterprises technology Puzzledom of university’s IP service for enterprises • Patents from basic research hard to be directly used in industry • Most of universities’ patents  are element technology, which can’t settle the systemic problems of Industry needs

6. Obstacles to Application of University’s Patent Puzzledom of university’s IP service for enterprises • No enough funds to support university • Gap of between university’s research and industry’s demeans • Research ability of industry still weak, even for secondary development of patent • Enterprises lack consciousness of IP strategy • Need to build up the technology transfer platform between university and industry

7. Thought of collaboration between university and industry in IP Thought of Collaboration

8. Thought of Collaboration Objective of the University patent • University’s functions • Cultivate student • Scientific research • Service for society • Pilot staff’s research to economic development. • Enhance consciousness of IP protection & transfer • To cultivate the talent with creation and market idea Objective of the university patent • Holding patents isn’t the aim of university . • The final outlet of university patent is transfer to industry

9. Collaboration between University and Enterprise Thought of Collaboration University side Join in state research Plan, e.g..863 plan Set up platform for transfer Self-development and research Set up research project plan license Self-owned IP Industrial research transfer Self application transfer new ideas Cooperation with enterprises Re-development Venture Fund

10. Cooperation between University and Enterprise Thought of Collaboration Enterprise side patent strategy Change ideas Acquiring the predominance of competing Increase the fund and R&D ability application research

11. Importance of the Re-develop Thought of Collaboration re-develop play key role to transfer of basic researchpatent Influence factor Processing Enterprise’s equipment Re-develop Enterprise’s technology ability Market information Product improvement

12. Thought of Collaboration Successful Case High performance HISYS series DSP Chip • Be awarded first class of Shanghai Sci &Tech award,2003. • Holding patents group (13 patents). • This technology can be used to Voice, video, communication and industrial control fields. Having product ion ¥383,350,000 since 2001.

13. Thought of Collaboration Successful Case The key technologies & Equipment for HDTV • Be awarded second class of the state Sci &Tech award,2003 • Holding patents group ( 33 patents) • Direct selling income ¥14,880,000, transfer income ¥36,000,000. • Cooperate with kanka ,xeox, peory ,make them have selling income ¥3.37 billion. • .

14. IP Value-added service Thought of Collaboration Character of patents re-develop foreign tech Modest IP Value-added service Zone Time Patent modification

15. IP in SJTU

16. Introduction of SJTU IP in SJTU （2004） • Patent system • Transfer • propaganda • special management office （1998） • plan

17. Research institutes of SJTU Introduction of SJTU • State-key lab.4 • State ERC 3 • Department-province key lab6 • National economic center2 • High-tech network lab. 2

18. Research resource of SJTU Introduction of SJTU R&D in 21 schools and there are: • The number of teachers is more than 2200 (Among them there are 580 professors.) • The number of teachers Students are more than 30,000 ( Among them, there are 15,600 Master and Ph.D candidates.)

19. PATENT SYSTEM OF SJTU School 1 School 2 School 3 Introduction of SJTU • policy design • planning • evaluation • resource assign School of law Sciences&Tech Division • training • dealing • plan/consulting • distribute interests • IP manage& maintenance • press • re-develop Finance Dept • trans model & process • sell plan • process management • dissension/ lawsuit • right & interest distribution • Set-up Co.base on IP IP team /patent agent CNTT

20. specific plan Introduction of SJTU Specific plan Developing/ IP Planning planning • IP strategy • IP Create • Inspiring policy • Meliorate manage • Press & train Originality Application strategy application Resource Assignment Value patent Patent gruop acquirement protect Patent transfer & Set-up Co. based on IP transfer

21. Patent application of SJTU Introduction of SJTU • Increase of patent application every year • From 1998 to 2003, invention in the proportion of patent increase from 50 percent to 95.4 percent

22. Thank You for Your Attention！