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Promoting the Responsible Conduct of Research for College and University Leaders

This resource provides an overview of the definitions and regulatory requirements related to responsible research, including research misconduct and the investigative process. It also highlights the programs and support offered by the Office of Research Integrity.

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Promoting the Responsible Conduct of Research for College and University Leaders

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  1. Definitions and Regulatory Requirements Related to Responsible Research Office of Research Integrity Zoë Hammatt, J.D., M.Phil. Director, Division of Education and IntegrityOffice of Research IntegrityU.S. Department of Health and Human Services Susan Garfinkel, Ph.D. Director, Division of Investigative OversightOffice of Research IntegrityU.S. Department of Health and Human Services Promoting the Responsible Conduct of Research for College and University Leaders Marina del Rey, Los Angeles April 14-15, 2016

  2. Office of Research Integrity Who We Are OFFICE OF THE DIRECTOR DIVISION OF INVESTIGATIVE OVERSIGHT DIVISION OF EDUCATION & INTEGRITY Promoting RCR for College and University Leaders PRIM&R AER Conference, Boston, MA, November 14, 2016

  3. 42 CFR Part 93 Promoting RCR for College and University Leaders

  4. 42 CFR PART 93 What is Research Misconduct? fabrication | falsification | plagiarism not honest error or differences in opinion42 CFR PART 93.103 intentionally | knowingly | recklessly preponderance of evidence significant departure from accepted practices42 CFR PART 93.104 Promoting RCR for College and University Leaders

  5. ASSURANCE • POLICY REVIEW • INVESTIGATION SUPPORT • GRANTS • CONFERENCES • EDUCATION & COMMUNICATION Programs Nearly 5,000 Institutions Worldwide Promoting RCR for College and University Leaders PRIM&R AER Conference, Boston, MA, November 14, 2016

  6. Program ORI Assurance Program https://ori.hhs.gov/arprm/Login.php Promoting RCR for College and University Leaders

  7. Research Integrity Education Training for Biomedical Researchers Promoting RCR for College and University Leaders

  8. Research Integrity Education Training for Clinical and Behavioral Researchers Promoting RCR for College and University Leaders

  9. Investigative Process Handling Research Misconduct Allegations Allegation Institution assesses allegation Institution conducts an inquiry Institution investigates Allegation Referral RRTA ASH Review and Misconduct Findings Published Case Tracking “Sheila” DIO reviews End ORI settles Finding DIO Review at assessment Yes Administrative Closure ORI issues a charge letter End DIO Review at Inquiry CEC Appeal Administrative Closure End DIO Review at Investigation Admin. Law Judge Case Closure No Institution Finding Institution Finding-DTP ORI Promoting RCR for College and University Leaders

  10. Investigative Process Handling Research Misconduct Allegations https://www.statnews.com/2016/04/05/universities-research-misconduct/ Promoting RCR for College and University Leaders

  11. Interactive Video http://ori.hhs.gov/the lab Promoting RCR for College and University Leaders

  12. Thank You | Contact Us Zoë Hammatt, J.D., M.Phil. Susan Garfinkel, Ph.D. Director, DEI Director, DIO Zoe.Hammatt@hhs.govSusan.Garfinkel@hhs.gov 240-453-8400240-453-8800 Office of Research Integrity U.S. Department of Health and Human Services Promoting the Responsible Conduct of Research for College and University Leaders Marina del Rey, Los Angeles April 14-15, 2016

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