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Is It The Right Time To Become AFSL Authorized Representative

Check out the post if you want to know is it the right time become AFSL Authorized representative.

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Is It The Right Time To Become AFSL Authorized Representative

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  1. The Australian Securities and Investments Commission recently highlighted the potential risks that lay ahead to those who are looking to become Australian financial services license (AFSL) authorized representatives. Depending on the financial service or product one offers, it can be quite easy to underestimate the gravity of obligations one may face when becoming an AFSL. Consequently, how does one know whether running their own AFSL is right for them with a void of experience of running one in the first place? Importantly, it is vital to be fully informed before making any decision. For direction, MF & Co Asset Management offers AFSL Authorised Rep Services specialises in providing the compliance and authorisation framework for Advisers and companies specifically operating under a general advice framework, providing advice in equities and derivatives. The turnkey solution that MFAM provides allows Advisers to focus attention on providing advice to their clients rather than worrying about compliance and administration of an AFSL. MFAM provides two types of frameworks for prospective Advisers or Advisory companies. 1. Authorised Rep (AR) under the MF & Co Asset Management Brand If you are RG 146 compliant, have an existing book of clients and would love to join a company with a strong brand, lead flow, marketing and support, MF & Co welcome a discussion with you. 2. Corporate Authorized Representative (CAR) As a CAR, you have the flexibility of operating and marketing your own brand. MFAM will provide the execution and compliance framework so that you can focus on servicing your clients and building your brand. MF & Co are also open to collaborating with you to help you build your brand along with ours. You can also join as a Corporate Authorised Representative under the MFAM brand, to best fit your personal structure. Self-licensing is not for everyone so it's prudent talk to someone who understands the risks before diving in. w w w . m f a m . c o m . a u

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