The Process of Internal Audit

Nov 10, 2023

0 likes | 233 Vues

Internal auditing serves as a focused assurance and advisory function, strategically crafted to enhance organizational operations by delivering tangible value. Informal, regular updates to management to ensure that internal audit process continues to align with organization priorities.

Share Presentation

Embed Code

Link

bluelogiq

Télécharger la présentation

The Process of Internal Audit

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

Internal Audit

Internal Audit. Who?. What?. When?. How?. Why?. In brief . . . . Who are we?. We are an organization that provides both traditional and non-traditional services We are not outside auditors We are a constructive link between policy-making and operational levels of the University.

865 views • 18 slides

Internal Audit Process

Internal Audit Process. Pre-Audit Presentation. Objectives of Presentation. Provide a basic understanding of internal audit Provide a basic awareness of the principles of internal controls so: You have an understanding of what we’re looking for as we conduct the audit

499 views • 30 slides

Internal Audit

What is Internal Audit?. Internal Audit reviews or audits procedures and processes to determine if a school or department handles areas properly and to make suggestions on improving the areas reviewed or audited. If concerns are noted, Internal Audit works with pertinent personnel to resolve the co

1.08k views • 24 slides

INTERNAL AUDIT

INTERNAL AUDIT. Smita Chaudhri Accountant General (C&RA) U.P. Audit types – common terminologies. Three categories of audit : CA audit External / Statutory ( also known as audit by CAG/AG) Internal audit. Audit types – common terminologies. CA audit

861 views • 27 slides

Internal Audit

Internal Audit. Who?. What?. When?. How?. Why?. In brief. Who are we?. We are an organization that provides both traditional and non-traditional services We are not outside auditors We are a constructive link between policy-making and operational levels of the University.

971 views • 18 slides

Internal Audit Business Process Documentation Tool

The nice thing about standards is that there are so many to choose from. - Andrew S. Tannenbaum. Internal Audit Business Process Documentation Tool. Symposium on Information Systems Assurance October 22, 2005 Tom Crouch IT Audit Manager tom.crouch@sunlife.com. About Sun Life.

160 views • 15 slides

Internal Audit

Internal Audit . It’s Time to Talk About Risk and Control. Demands/Expectations of Internal Audit’s Stakeholders Have Changed. The Audit Committee and Board: Execution of a comprehensive “risk based audit plan” Expertise and assurance on risks and controls

689 views • 14 slides

The Internal Audit Process - Risk-Based Process-Focused Audit Approach

The Internal Audit Process - Risk-Based Process-Focused Audit Approach. Communicate Results. Understand the Auditee. Assess Risk. Develop Audit Plan. Execute the Audit. Co-Develop Expectations. The Risk-Based, Process-Focused Approach (RBPFA) to audit is divided into six activities:.

2.68k views • 24 slides

Internal Audit

Internal Audit. ARRA Audit. Background. Internal Audit is aware that sometime during 2010 / 2011: NSF OIG and SAO will conduct audits related to ARRA. As such we have included ARRA in our annual audit plan. ARRA Preliminary Audit Objective.

431 views • 5 slides

Internal Audit

C. P. Mansoor S. Ahmed M. Com, PGDBA. Internal Audit. Internal Audit. Not confined to Independent Audit Systematic Examination of Records Procedures Systems Operations. Definition.

343 views • 9 slides

Internal Audit Process

Internal Audit Process. Pre-Audit Presentation. La Donna Flynn, CPA, CIA Internal Auditor Russ Hall, Room 201 Ext. 6167 lflynn@pittstate.edu. Objectives of Presentation. Provide a basic understanding of internal audit Provide a basic awareness of the principles of internal controls so:

861 views • 31 slides

Internal Audit

Internal Audit. Office Manager Meeting November 13, 2012. Agenda . What is Internal Audit? Campus Audits Scope Ratings Frequency What to expect 2012-2013 Schedule. What is Internal Audit? .

678 views • 12 slides

Internal Audit

Internal Audit. Presented by: Carol Oman Director of Internal Audit. What is Internal Audit?. Internal Audit reviews or audits procedures and processes to determine if a school or department handles areas properly and to make suggestions on improving these areas.

966 views • 30 slides

INTERNAL AUDIT

INTERNAL AUDIT. ACT 3142: AUDIT II. INTERNAL AUDIT. Employed by companies Perform: Financial audit Operational audit Role – become more important Increased size and complexity. INTERNAL AUDIT. More knowledge about their company than external auditor Co.’s operation Internal control

6.24k views • 22 slides

Internal Audit

Internal Audit. A mostly friendly watchdog. Internal Audit is not an optional function. HEFCE requires that “ e ach HEI must have an effective Internal Audit function, which reports regularly to the audit committee and at least annually to the governing body and the accountable officer .”

768 views • 14 slides

INTERNAL AUDIT

INTERNAL AUDIT. Materi 6. Oleh Wisnu Haryo Pramudya , S.E., M.Si ., Ak ., CA. LINGKUP PEKERJAAN

4.21k views • 31 slides

Internal Audit Process

Internal Audit Process. Auditee selection Audit planning Preliminary survey Internal control review Expanded testing Develop findings & recommendations Reporting Follow-up Post audit evaluation. Control Self Assessment (CSA). Methodology Review and Identification

915 views • 17 slides

Internal Audit Process

Internal Audit Process. Credit Union Internal Auditing from the Ground Up John Gallagher , Director Internal Audit SEFCU (New York) Barry Lucas, Internal Auditor Desco FCU (Ohio) Pat Richey , Director Internal Audit

785 views • 32 slides

3.0 Internal Audit Process

Step-6. Step-7. Step-1. Step-3. Step-9. Step-8. Step-2. Auditor Prepare Audit Report nonconformance, evidence, conclusions, recommendations QCS-3 Internal Audit (attach). Auditor Plan Audit Checklists QCS-4 Document Search. Lead Auditor Audit the Audit

842 views • 3 slides

More Related