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Heavens to Murgatroid! They’re going to AUDIT me!

Heavens to Murgatroid! They’re going to AUDIT me!. What the surety companies are looking for when they audit Gene Newman & the ugly sisters a/k/a The Anschultz Brothers. Oh No! They’re coming for me!. Why did they choose me?. The ways of days past. Regulators and their hirelings!

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Heavens to Murgatroid! They’re going to AUDIT me!

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  1. Heavens to Murgatroid!They’re going to AUDIT me! What the surety companies are looking for when they audit Gene Newman & the ugly sisters a/k/a The Anschultz Brothers

  2. Oh No! They’re coming for me!

  3. Why did they choose me? • The ways of days past. • Regulators and their hirelings! • Changes in laws and regulations • More gamblers

  4. Pre-Audit. • WHAT THE COMPANY DOES TO PREPARE • Contract • Notification of agent • Build-up-Funds • Reports – UPR’s, OLR • Agency Issues • Other issues

  5. Field Audit • Contract Issues • Agent Licensing • Powers • Rates/Premium/Fees • Forfeitures • Collateral • Exonerations • Writing Authority • Defendant files • Forms

  6. Final Report • Review of operations • Problems • Business practices • Sharing business ideas

  7. Follow-up • Solving legal/licensing/contract issues • Solving power issues • Solving collateral issues • Solving other issues

  8. FAILURE TO SOLVE ISSUES AGENCY SHUTDOWN

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