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Navigating Debt and Private Equity Solutions in a Post-Dodd-Frank World

Discover the pathways for obtaining pure debt and private equity through legally compliant methodologies in today's economic landscape. This guide outlines the essential requirements your project must meet, including having an asset, the asset's appraisability as collateral, and sufficient cash flows. Understand how to qualify for pure debt solutions and explore options to address high loan-to-value (LTV) debt scenarios. Please note that Ovadya is not a licensed or registered firm, and all securities laws must be adhered to when seeking financial solutions.

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Navigating Debt and Private Equity Solutions in a Post-Dodd-Frank World

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  1. Ovadya is NOT ASSOCIATED WITH ANY OF THESE ORGANIZATIONS Obtaining DEBT &/or Private Equity Via Legally Compliant Methodologies In the Post Dodd-Frank/Basel World Ovadya is NOT a Licensed or Registered Firm

  2. Ovadya is NOT a Licensed or Registered Firm

  3. Question: “How do I obtain Private ‘Pure’ Debt &/or Private Equity for my project?” Ovadya is NOT a Licensed or Registered Firm

  4. Ovadya is NOT a Licensed or Registered Firm

  5. Obtaining DEBT Ovadya is NOT a Licensed or Registered Firm

  6. Obtaining DEBT &/or Private Equity Ovadya is NOT a Licensed or Registered Firm

  7. Obtaining DEBT &/or Private Equity Via Legally Compliant Methodologies Ovadya is NOT a Licensed or Registered Firm

  8. Obtaining DEBT &/or Private Equity Via Legally Compliant Methodologies In the Post Dodd-Frank/Basel World Ovadya is NOT a Licensed or Registered Firm

  9. Obtaining DEBT &/or Private Equity Via Legally Compliant Methodologies In the Post Dodd-Frank/Basel World Ovadya is NOT a Licensed or Registered Firm

  10. Author: Gregg W. Humphrey Obtaining DEBT &/or Private Equity Via Legally Compliant Methodologies In the Post Dodd-Frank/Basel World Ovadya is NOT a Licensed or Registered Firm

  11. Author: Gregg W. Humphrey Obtaining DEBT C.E.O. &/or Private Equity Via Legally Compliant Methodologies In the Post Dodd-Frank/Basel World Ovadya is NOT a Licensed or Registered Firm

  12. TOPICS Ovadya is NOT a Licensed or Registered Firm

  13. TOPICS Qualifying for Pure DEBT Ovadya is NOT a Licensed or Registered Firm

  14. TOPICS Qualifying for Pure DEBT Curing large high LTV Debt Ovadya is NOT a Licensed or Registered Firm

  15. TOPICS Qualifying for pure DEBT Curing large high LTV Debt Curing small high LTV Debt Ovadya is NOT a Licensed or Registered Firm

  16. TOPICS Qualifying for pure DEBT Curing large high LTV Debt Curing small high LTV Debt Raising capital for early stage/ Pre-revenue projects Ovadya is NOT a Licensed or Registered Firm

  17. Obtaining DEBT Ovadya is NOT a Licensed or Registered Firm

  18. Obtaining DEBT Ovadya is NOT a Licensed or Registered Firm

  19. Obtaining DEBT Question: “Does my project Qualify for a Pure Debt solution in Today’s Economic and Regulatory Marketplace?” Ovadya is NOT a Licensed or Registered Firm

  20. Obtaining DEBT Obtaining DEBT Obtaining DEBT Three Things are Required: Three Things are Required: Three Things are Required: Question: “Does my project qualify for a Pure Debt Solution?” Ovadya is NOT a Licensed or Registered Firm

  21. Obtaining DEBT Three Things are Required: 1. An ASSET Ovadya is NOT a Licensed or Registered Firm

  22. Obtaining DEBT Three Things are Required: 1.An ASSET 2. ASSET MUST be APPRAISABLE & Useful as Collateral Ovadya is NOT a Licensed or Registered Firm

  23. Obtaining DEBT Three Things are Required: 1.An ASSET 2. ASSET MUST be APPRAISABLE & Useful as Collateral 3. Project MUST Have Sufficient PRESENT Cash Flow Ovadya is NOT a Licensed or Registered Firm

  24. Obtaining DEBT Three Things are Required: If any ONE of these circumstances is NOT present, “pure” DEBT IsVirtuallyUnavailable Ovadya is NOT a Licensed or Registered Firm

  25. Question: “What if I have a large amount of debt and a high LTV”? Curing large & high LTV Debt Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  26. Curing large & high LTV Debt Large Capital Need Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  27. Curing large & high LTV Debt Large Capital Need Audited Financials Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  28. Curing large & high LTV Debt Large Capital Need Audited Financials Sufficient Cash Flows Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  29. Curing large & high LTV Debt Large Capital Need Audited Financials Sufficient Cash Flows Solutions are Costly & Processes are Complex Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  30. Question: “What if I have a small amount of debt but a high LTV?” Curing small & high LTV Debt Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  31. Curing small & high LTV Debt Possible Convertible Debt & Equity Solution Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  32. Curing small & high LTV Debt Possible Convertible Debt & Equity Solution Convertible Debt & Private Equity are BOTH Securities (even privately done) Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  33. Curing small & high LTV Debt Possible Convertible Debt & Equity Solution Convertible Debt & Private Equity are BOTH Securities (even privately done) Securities Laws Rules & Regulations MUST be Followed Ovadya is NOT a Licensed or Registered Firm

  34. Securities Laws, Rules & Regs MUST be Followed Securities Laws, Rules & Regs MUST be Followed Question: “If Private Equity &/or a Private Security type Loan is involved and not ‘Wall Street’ are there still legal compliance issues?” Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed Private Equity Securities Laws, Rules & Regs MUST be Followed

  35. When Private Equity or Debt Securities of any kind are involved, Securities Laws, Rules & Regulations MUST be Followed Ovadya is NOT a Licensed or Registered Firm

  36. These apply specifically to transactions involving: Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  37. These apply specifically to transactions involving: Private Equity Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  38. These apply specifically to transactions involving: Private Equity Convertible Debt Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  39. These apply specifically to transactions involving: Private Equity Convertible Debt Loans with “Warrants” Ovadya is NOT a Licensed or Registered Firm

  40. These issues apply EVEN when: Question: “What if my project and/or I are outside the U.S.?” Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  41. These issues apply EVEN when: The Project is OUTSIDE the U.S. Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  42. These issues apply EVEN when: The Project is OUTSIDE the U.S. The Management Team is non-U.S. Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  43. These issues apply EVEN when: The Project is OUTSIDE the U.S. The Management Team is non-U.S. EVEN when Both Project & Principal(s) are OUTSIDE the U.S. Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  44. Raising Capital for Early Stage Pre-Revenue Projects Question: “How do I raise equity for my Early Stage Pre-Revenue Project?” Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  45. Question: “What RULES must I obey?” Raising Capital for Early Stage Pre-Revenue Projects Close Associate Rule Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  46. Question: “What RULES must I obey?” Raising Capital for Early Stage Pre-Revenue Projects Close Associate Rule “pre-existing & substantive business relationship” Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  47. Question: “What RULES must I obey?” Raising Capital for Early Stage Pre-Revenue Projects Close Associate Rule “pre-existing & substantive business relationship” Credible Offering Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  48. Question: “What RULES must I obey?” Raising Capital for Early Stage Pre-Revenue Projects Close Associate Rule “pre-existing & substantive business relationship” Credible Offering Sophistication Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  49. Question: “What RULES must I obey?” Raising Capital for Early Stage Pre-Revenue Projects Close Associate Rule “pre-existing & substantive business relationship” Credible Offering Sophistication Suitability Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

  50. Dealing with 3rd Parties Question: “What if I need to use ‘3rd parties’ to help me find Capital Sources?” Ovadya is NOT a Licensed or Registered Firm Private Equity Securities Laws, Rules & Regs MUST be Followed

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