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The Impact of Research on Development Policy and Practice: This much we know .

The Impact of Research on Development Policy and Practice: This much we know . A Literature Review and the Implications for ICT4D Dr. Roger Harris Visiting Professor Institute of Social Informatics and Technological Innovation roger.harris@rogharris.org http://www.rogharris.org/

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The Impact of Research on Development Policy and Practice: This much we know .

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  1. The Impact of Research on Development Policy and Practice: This much we know. A Literature Review and the Implications for ICT4D Dr. Roger Harris Visiting Professor Institute of Social Informatics and Technological Innovation roger.harris@rogharris.org http://www.rogharris.org/ @HarrisrwhRoger

  2. introduction

  3. Universities must make an impact Higher Education Minister Datuk Seri Mohamed KhaledNordin “Universities should live up to their roles within the local community while making an impact in the international arena.” What does he mean by impact?

  4. What is the impact of research? Research Impacts Academic Impact Publications Citations Training Academic Research Socio-economic Impact Socio-economic benefits Public Policy Capacity building

  5. Research Impacts Research Impacts Academic Impact Publications Citations Training Academic Research Socio-economic Impact Socio-economic benefits Public Policy Capacity building My question is, are we making any impact?

  6. Two communities Researchers, practitioners, and policy makers live in parallel universes… …with different values, languages, time-frames, reward systems and professional ties • Researchers • Practitioners and Policy-makers • puzzle why there is resistance to policy change despite clear and convincing evidence; • generally do not see policy engagement as part of their role; • face strong organizational disincentives that dissuade them from engaging in outreach beyond the scientific community; • face structural barriers to engaging in knowledge translation activities. • lament that researchers do not speak with one voice; • bemoan the inability of researchers to make their findings accessible and digestible in time for policy decisions; • lack confidence in their researchers; • regard research-based evidence as a minor factor when policies for development are formulated and practices shaped.

  7. Two ‘impacts’ Researchers’ impact Policy and practitioners’ impact • usually reflected by the impact factor of the journal in which the research report is published; • impact factor is a measure of the average number of citations that have been made to recently published papers; • frequently used as a proxy for the relative importance of a journal within its field. • for research to have any impact, the results must inform and shape policies and programmes, and be adopted into practice; • use or consideration of research findings for actual outcomes of social change; • emphasizes the need for economic and societal impacts.

  8. The implications of two ‘impacts’ • Academic ‘impact’ misrepresentswhat impact is • Academic performance indicators have given rise to an identity representation of academics as performers; • Researchers are assessed on the basis of their ‘hits’ instead of on the substance of their work. • Performativitystifles innovation; promotes superficiality and conformity • Research institutions discourageimpact-oriented research by prioritizing the number and frequency of publications in peer-reviewed • The activities that make up the work of knowledge transfer pose risksto an academic career as they are not widely accepted as legitimate forms of scholarship. • For policy research, academic peer review and citation counting are regarded as too limitedfor effective evaluation

  9. Themes in the literature

  10. Intent

  11. Information and Communication Technologies

  12. Intermediaries

  13. Policy Entrepreneurs • A policy entrepreneur is an individual who invests time and resources to advancea position or policy • It is a role for researchers wishing to influencepolicy.

  14. Incentives

  15. A determining factor for whether research-based and other forms of evidence are likely to be adopted by policy makers and practitioners • Research is more likely to contribute to policy if the evidence fits within the political and institutional limits and pressures of policy makers, and if it resonates with their assumptions • Political Context • Researchers • must know and understand • the key stakeholdersin the policymaking process, and understand the way in which the door can be opened to politicians and public interest • Knowledge • producers • need to be more self-aware of the politicalnature of their engagement in policy processes

  16. Demand • Understand the demand for research among policy-makers and practitioners, by, for example, mappingthe existing information-demand and information-use environment. • The effectiveness and impact of research will be driven by continuousinteractions between supply-drivers and demand-drivers • Researchers are advised to participatein activities that would stimulate demand for their outputs, • We know more about how to improve the supplyof evidence than we do about how to improve the demand for it

  17. Models of knowledge transfer

  18. Engagement

  19. Implications

  20. Implications for ICT4D research

  21. lessons

  22. Lessons for research and academic institutions

  23. Lessons for researchers

  24. Lessons for journal editors and publishing organizations

  25. Examples

  26. Conclusions

  27. Framework for the impact of research on policy and practice • Intent • Engage-ment • Comm-unication • Demand • ICTs • Policy and practice • Political Context • Interm-ediaries • Incentives • Policy Entrep-reneurs • Networks

  28. References • Adolph, B., Jones, S.H., and Proctor, F., Learning Lessons on Research Communication and Uptake, Triple Line Consulting Ltd for DFID, 2010. • Brown, C., Are Southern Academics Virtually connected? GDNet, August 2012. http://depot.gdnet.org/cms/files//GDNet_study_of_adoption_of_web_2_tools_v2.pdf accessed 28 March 2013 • Carden, F., Knowledge To Policy: Making The Most Of Development Research, SAGE Publications Inc/IDRC, 2009. • Court, J., and Maxwell, S., Policy Entrepreneurship for Poverty Reduction: Bridging Research and Policy in International Development, Journal of International Development, vol. 17, pp 713–725, 2005. • Court, J. and Young, J., Bridging Research and Policy in International Development: An Analytical and Practical Framework, Development in Practice, Volume 16, Number 1, February 2006. • Datta, A., Deliberation, Dialogue and Debate: Why Researchers need to Engage with others to Address Complex Issues, IDS Bulletin, Volume 43, Number 5, September 2012. • de Vibe, M., Hovland I., and Young, J., Bridging Research and Policy: An Annotated Bibliography, ODI Working Paper 174, Sep 2002. • DFID, Social Media Engagement; A Report of the Activities on the R4D Project, • http://r4d.dfid.gov.uk/pdf/outputs/Communication/R4D%20Social%20Media%20Engagement%20Report_HR.pdf, accessed 28 March 2013. • Fisher E. and Holland, J.D., Social Development as Knowledge Building: Research as a Sphere of Policy Influence, Journal of International Development, vol. 15, pp 911–924, 2003. • Gendron, Y., Constituting the Academic Performer: The Spectre of Superficiality and Stagnation in Academia, European Accounting Review, Vol.17 No.2, pp 97-127, 2008. • Gregory, N.F., Should Aid Donors Support Economic and Social Research? Journal of International Development, Vol. 4, No. 2, pp 233-242, 1992. • Greijn, H., Linking Research-Based Evidence to Policy and Practice, Research, Policy and Practice. Capacity, Issue 35, December 2008. • Harvey, B., Lewin, T. and Fisher, C., Is Development Research Communication Coming of Age? IDS Bulletin, Volume 43, Number 5, September 2012. • Heeks, R., Do Information and Communication Technologies (ICTs) Contribute to Development? Journal of International Development, vol. 22, pp 625–640, 2010. • Hovland, I., Communication of Research for Poverty Reduction: A Literature Review. Overseas Development Institute, Working Paper 227, October 2003. • Hovland, I., Making a difference: M&E of policy research, Overseas Development Institute, July 2007. • Jacobson, N., Butterill, D. and Goering, P, Organizational Factors that Influence University-Based Researchers’ Engagement in Knowledge Transfer Activities, Science Communication, Vol. 25 No. 3, pp 246-259, March 2004. Jones, H., Jones, N., Shaxson, L. and Walker, D., Knowledge, Policy and Power in International Development: A Practical Framework for Improving Policy, ODI Background Note, January 2013. • Kleine, D., ICT4WHAT? Using the Choice Framework to Operationalise the Capability Approach to Development, Journal of International Development, Volume 22, Issue 5, pp 674–692, 2010. • Langou, G.D., Developing Capacities for Policy Influence, Research, Policy and Practice, Capacity, Issue 35, December 2008. • Lewin, T. and Patterson, Z., Approaches to Development Research Communication. IDS Bulletin, Volume 43, Number 5, September 2012. • Masset, E., Mulmi, R. and Sumner, A., Does Research Reduce Poverty? Assessing the Welfare Impacts of Policy-Oriented Research in Agriculture, Institute of Development Studies, the University of Sussex Brighton, UK, March 2011. • Newman, K., Fisher, C. and Shaxson, L., Stimulating Demand for Research Evidence: What Role for Capacity-building? IDS Bulletin, Volume 43, Number 5, September 2012. • O’Neil, M., What Determines the Influence that Research has on Policy-Making? Journal of International Development, vol. 17, pp 761–764, 2005. • OECD, Opportunities, Challenges and Good Practices in International Research Cooperation between Developed and Developing Countries, April 2011. • Ryan, J.G and Garrett, J.L., The Impact of Economic Policy Research: Lessons on Attribution and Evaluation for IFPRI, International Food Policy Research Institute, Oct 2003. • Saxena, N.C., Bridging Research and Policy in India, Journal of International Development, vol. 17, pp 737–746, 2005. • Sen, K., Rates of Return to Research: A Literature Review and Critique, DFID, 2005. • Shanley, P. and López, C., Out of the Loop: Why Research Rarely Reaches Policy Makers and the Public and What can be Done, BIOTROPICA 41(5), pp 535–544, 2009. • Shaxson, L., Improving the Impact of Development Research through Better Research Communications and Uptake, Report of the AusAID, DFID and UKCDS Funded Workshop: London, November 29th and 30th 2010, • Stone, D. RAPID Knowledge: Bridging Research and Policy at the Overseas Development Institute, Public Administration and Development, v29, pp 303–315, 2009. • Sumner, A., Ishmael-Perkins, N. and Lindstrom, J., Making Science of Influencing: Assessing the Impact of Development Research, IDS Working Paper 335, Sep 2009. • Taylor, M., Bridging Research and Policy: A UK Perspective, Journal of International Development, vol. 17, pp 747–757, 2005. • Weiss, C. Research for Policy’s Sake: The Enlightenment Function of Social Research, Research, Policy Analysis, 3:4 p.531, Fall, 1977. • Wheeler, J., Creating Spaces for Engagement: Understanding Research and Social Change, Development Research Centre on Citizenship, Participation and Accountability, 2007. • Williams, G., The Disciplining Effects of Impact Evaluation Practices: Negotiating the Pressures of Impact Within an ESRC–DFID Project, Transactions of the Institute of British Geographers, No. 37 pp 489–495, 2012. • Young, J., Research, Policy and Practice: Why Developing Countries are Different, Journal of International Development, vol. 17 pp 727–734, 2005. • Young, J., Impact of Research on Policy and Practice, Research, Policy and Practice, Capacity, Issue 35, December 2008.

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