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Role of Investment Exchanges in policing market manipulation: the Euronext.liffe perspective

Role of Investment Exchanges in policing market manipulation: the Euronext.liffe perspective. Nick Weinreb Group Head of Regulation, Euronext. The Euronext.liffe perspective. What do exchanges want to achieve? How do they achieve it? Will MAD change anything?.

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Role of Investment Exchanges in policing market manipulation: the Euronext.liffe perspective

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  1. Role of Investment Exchanges in policing market manipulation:the Euronext.liffe perspective Nick Weinreb Group Head of Regulation, Euronext

  2. The Euronext.liffe perspective • What do exchanges want to achieve? • How do they achieve it? • Will MAD change anything?

  3. What do exchanges want to achieve? • Maintain and enhance market integrity • Minimise reputational damage

  4. How do they achieve it? • Rules-based principles • Stringent membership requirements • Effective monitoring/surveillance

  5. Will MAD change anything? For UK exchanges: • MAD requirements: “structural provisions” • UK Operating Arrangements For investment firms: • Accepted market practices • Sanctions

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