Office of Management and Budget Circular A-123 (Appendix A) Management Accountability and Control

1. Office of Management and Budget Circular A-123 (Appendix A)Management Accountability and Control Implementation Status Presented to: Berkeley Site Office Implementer : Minh Huebner January 4, 2007

2. FY 07 Implementation Plan Summary • FY 07 Focus moves from high risk controls to medium and low risk controls • Additional/new requirements of classifying data in Site A-123 Assessment and Reporting Tool (AART) • Documentation, evaluation, and remediation all required for 2007 implementation to accomplish deliverables to DOE • All medium and low risk controls must be tested by July 31

3. Recent Accomplishments • DOE OMB training in Mid – Dec 2006 for selected Assessment Team members • IAS conducted Internal Control training for all project participants in Dec 2006 • Review and evaluation of controls in moderate and low risk areas are currently in process. Testing begins once evaluation is complete. • OMBA-123 implementation webpage (LBNL OCFO) • Lessons Learned report by IAS • Site AART upgrade to version 4 from 3.1

4. FY07 Timelines

5. FY07 Timelines (Continued)