PRESIDENT’S MEET on February 02 & 03, 2012

1. PRESIDENT’S MEET on February 02 & 03, 2012 Presentation By

2. CENTRE FOR CORPORATE GOVERNANCE, RESEARCH & TRAINING (CCGRT)

3. EMERGENCE OF CENTRE Centre for Corporate Research & Training (CCRT) established & dedicated to the Nation on May 16, 1999; Inaugurated by the then Hon’ble Chief Justice of India, Dr. A. S. Anand.

4. CHANGE OF NOMENCLATURE Over a period of time Corporate Governance issues assumed significance and therefore it was decided to adopt a new name of the Centre to focus on Corporate Governance, which is major thrust area. The Council approved the change in the name of the Centre to Centre for Corporate Governance, Research & Training (CCGRT) in June 2009.

5. VISION To act as a catalyst organization in the professional development of the Indian corporate sector, through Qualitative research and High level corporate training

6. RESEARCH FOCUS Policy oriented and applied in nature. ‘In-house’ as well as ‘commissioned’ by Government, Regulatory Bodies, Stock Exchanges, Multilateral Agencies Generally, short & medium term. With quality deliverables.

7. RESEARCH ASSIGNMENTS Study Kit on Capital Markets Corporate Governance in Banks - Role, Functions, Selection, Empowerment of Non-Executive Directors A Study of Recovery Experience in Segment Advances & Lessons Thereof Social Responsibility Initiatives of Indian Companies Indian Institute of Banker(Indian Institute of Banking & Finance) Indian Banks’ Association State Bank of India National Stock Exchange SOME PROMINENT COMMISSIONEDRESEARCH PROJECTS FOR OUTSIDE AGENCIES/INSTITUTIONS. :

8. BRAINSTORMING FOR RESEARCH UNDER THE STEWARDSHIP OF MR. NL BHATIA TWO BRAIN STORMING MEETING WERE HELD TO STRENGTHEN THE CONCEPT OF RESEARCH. THE BRAINSTORMING MEETING COMPRISED OF SOME SENIOR PROFESSIONALS HAVING PROVEN EXPERTISE IN THE FIELDS OF LAW, ACADEMICS, FINANCE, ECONOMICS, SECURITIES MARKET, INDUSTRY, WHOLE TIME CS, PRACTISING CS, MCA WITH SPECIAL INVITEES FROM REGULATOR, BEHAVIOURAL SCIENCE AND STATISTICS. THE FOLLOWING TOPICS EMERGED TO CARRY OUT THE RESEARCH.

9. TOPICS FOR RESEARCH • Industry wise legal Compliance-Compilation of all applicable laws in the form of handbook • Small Shareholder Expectations from his Shareholding. • Practical Difficulties in Complying with existing Laws. • Odd lot of Shareholders. • Good Governance Practices followed by Corporate in India. • Governance-National & International Practices

10. TOPICS FOR RESEARCH (CONT’D) • Mandatory Legal Compliance Committee in a Listed Company. • Policy Alternatives for Treatment of Untraceable Shareholders (in light of the Global Practices) • Shareholders Participation in General Body Meetings-Indian & International Practices. • Evaluation of Board Members.

11. E-MSOP 01 January 2012 was a red letter day in the annals of the Institute when CCGRT in collaboration with Gurukul Online Learning Solutions (GOLS) has started the electronic version of MSOP. The e-msop was inaugurated by the President, Vice President, Secretary & CEO and the Chairman of ICSI-CCGRT Management Committee.

12. SEGMENT WISE ROLE COMPLETED • Banking Industry • Non – Governmental Organization (NGO) • Stock Brokers & Sub Brokers • Registrar to An Issue & Share Transfer Agents • Depository Participants • ITES and BPO • Stock Exchanges • Credit Rating Agencies • Venture Capital Market • Mutual Funds

13. SEGMENT WISE ROLE COMPLETED (cont’d) • Merchant Bankers • Tourism Industry • Insurance Industry • Entertainment Industry • Pharmaceutical Industry • Power Sector • Portfolio Manager • Commodities Market • Tele-Communication Sector • Food Processing Industry • Comparative Society • Textile Industry • Automobile Industry

14. INFRASTRUCTURE & TRAINING FACILITIES

15. Training Halls Equipped with world class Audio-visual & Conference Facilities

16. 165 seat, well-appointed Auditorium with ultra-modern Public Address System

17. Residential Wing of 22 air-conditioned self-contained rooms (on twin-sharing basis).

18. TRAINING PROGRAMS FOR CS STUDENTS CCGRT conducts Residential Management Skills Orientation Programs (RMSOPs). The 6th Residential Management Skills Orientation Program (RMSOP) was conducted from Wednesday, January 19, 2011 to Thursday, February 3, 2011 is in progress. The 7th RMSOP) was conducted from Thursday, March 24, 2011 to Friday, April 8, 2011. The 8th RMSOP was conducted from Saturday, May 14th to Sunday, May 29, 2011. The 9th RMSOP was conducted from Friday, September 16, 2011 to Saturday, October 1, 2011. The 10th RMSOP was conducted from Thursday, November 10th to Friday, November, November 25th 2011. The 11th RMSOP has recently concluded on 31 January 2012

19. TRAINING PROGRAMS FOR CS STUDENTS(RMSOP CONT’D) • The following RMSOP have been scheduled during 2012: • The 12th RMSOP is scheduled from March 21, 2012 to April 05, 2012. • The 13th RMSOP is scheduled from June 01, 2012 to June 15, 2012. • The 14th RMSOP is scheduled from September 20, 2012 to October 05, 2012. • The 15th RMSOP is scheduled from November 26, 2012 to December 10, 2012

20. SIP & EDP AT ICSI-CCGRT • ICSI-CCGRT conducted 38 batches of SIP spanning from 05 January 2011 to 24 January 2012. • 39th batch of SIP is scheduled from 01 Feb 2012 to 08 Feb 2012 & 40th batch is scheduled from 29 Feb 2012 to 07 March 2012. • ICSI-CCGRT has also conducted 9 batches of EDP starting from 09 Mar 2012 to 09 Nov 2012. • The 10th batch of EDP is scheduled from 12 Mar 2012 to 20 March 2012.

21. SELECT PROGRAMS FOR MEMBERS • ICSI-CCGRT conducted the following 40 Professional Development Programmes during the year 2011: • Program on Compliance under FEMA-EDB/FDI. • Capital Markets- Fundamental & Technical Analysis • Presentation Skills • Drafting Skills • Foundation Day Lecture on Transformational Leadership • Understanding Tax Law

22. SELECT PROGRAMS FOR MEMBERS (cont’d) • Understanding Capital Markets at Valsad • NBFC Laws & Compliance • Company Law Updates • Mergers & Amalgamations • NBFC Laws & Compliance jointly with SIRC • Demystifying Mutual Funds • 6 programs on eXtensible Business Reporting Language • XBRL program jointly with Coimbatore chapter & ICWA Cochin.

23. SELECT PROGRAMS FOR MEMBERS (cont’d) • Drafting Skills • New Takeover Regulations • Corporate Governance • Credit Rating & SME Funding at Madurai • Understanding Tax Law • Drafting & Advocacy Skills • Demystifying Mutual Fund • Derivatives • New Takeover Regulations

24. SELECT PROGRAMS FOR MEMBERS (cont’d) • Corporate Restructuring through Mergers & Acquisitions. • Drafting, Pleading & Advocacy Skills • New Takeover Regulations at CCGRT and at Hyderabad • Corporate Restructuring thro’ Mergers & Acquisitions • Drafting, Appearances & Pleading • FEMA • Valuation

25. SELECT PROGRAMS FOR MEMBERS (cont’d) • Due Diligence • One day interactive session on Risk Management • Two programmes on New Companies Bill- 2011 • A Training Program Calendar from January to March 2012 has been circulated to all. ICSI-CCGRT would be conducting 10 programmes during this quarter.

26. Training / Programs with other Institutions/Organisations. Corporate Best Practices – with focus on Finance’ for the MBA Students (Finance Stream) of Sadhana Centre for Management and Leadership Development, Pune Corporate Governance” with Focus on Financial Services Sector with Securities & Investment Institute (SII). CCGRT has conducted a series of programs on Funding Options for Small & Medium Enterprises (SMEs) jointly with Credit Analysis & REsearch Ltd (CARE) at Mumbai,Vapi,Nagpur,Nasik, Surat, Hyderabad etc. CCGRT has also conducted a two day workshop on XBRL on 02 & 03 December 2011 for the officials of Govt. of MCA

27. SELECT PUBLICATIONS OF ICSI-CCGRT (BACKGROUND MATERIAL OF PROGRAMS) • Balance Sheet Analysis • Due Diligence. • eXtensible Business Reporting Language • FEMA-Inbound & Outbound Investment • International Financial Reporting Standard (IFRS) • Mutual Funds • NBFC Law & Compliance • New Take Over Code • Project Financing • Private Equity • Role of Private Liquidator

28. SELECTPUBLICATIONS (Cont’d) • SMEs & Company Secretaries • Understanding Financial Statement & • Valuation

29. TRAINING – NEW INITIATIVES Designed special training program on ‘Corporate Governance’ for the Directors of Indian Bank on August 8, 2010 Designed special training program Indian Banks’ Association for the officers of banks on e-filing of Charges. Designed special training program/ workshop for Nominee Directors of LIC on Corporate Governance. Designed special training program for Directors of Punjab National Bank.

30. Eminent Personalities from the country & abroad visited the Centre and their Remarks Ms. Anu Aga, Former Executive Chairperson Thermax Group

31. Eminent Personalities ………cont’d Group Captain Ajay Kaul VM Group Commander NCC HQ

32. Eminent Personalities …..cont’d Professor Dr. Peter Cunningham Nelson Mandela Metropolitan University

33. Eminent Personalities …..cont’d Beverlee Anderson Professor of Business & Marketing Department of Management & Marketing California State University

34. Eminent Personalities …..cont’d Camille Schuster Professor of Marketing College of Business Administration California State University

35. ANNUAL MEMBERSHIP SCHEME ICSI-CCGRT is continuing with the concept of Annual Membership Scheme for the Professional Development Participative Programs organized by CCGRT for a rolling period of 12 months Convenient to make payment / take approvals at one time to attend different professional development programs organized during the year. Focus will now be on short terms programs i.e 2 day, 3 day and 5 day

36. FUTURE AGENDA & PLANS In the light of experience gained, a more focused and strategic orientation is envisaged. Scope of CCGRT’s activities to be aligned more effectively towards the needs of the CS profession, both in practice and in employment, in the context of enlarged role of CS in the wake of liberalization, competition and globalization. New Initiatives in Research and Training activities. Invitation to Regional Councils/Chapters of ICSI to hold joint programs with CCGRT.

37. LOOKING FORWARD With the experience of a decade a dedicated & motivated team in place and full support of ICSI, its members, activities of CCGRT are expected to- gather further momentum. Progress……

38. “We all want progress, but if you are on the wrong road, progress means doing an about turn and walking back to the right road; in that case, the man who turns back soonest is the most progressive.” C S Lewis