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FCA ICARA Process: Essential Guide for Compliance Professionals!

Provided by Compliance Consultant, home of the Compliance Doctor. Get in touch with us at info@complianceconsultant.org or call us on 0800 689 0190. Alternatively, you can schedule a call directly via this link https://bit.ly/CCDiscovr.<br>This document summarises key themes and insights from provided excerpts on the Financial Conduct Authority's (FCA) Internal Capital Adequacy and Risk Assessment (ICARA) process, in effect since January 1, 2022.<br>Central Theme: The ICARA process marks a shift towards a holistic risk management approach for MiFID investment firms. It mandates proactive identificat

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FCA ICARA Process: Essential Guide for Compliance Professionals!

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