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DEPARTMENT OF PEDIATRICS Research Seminar STUDY DESIGN 10/22/09. David H. Rubin, MD Chairman, Department of Pediatrics, St. Barnabas Hospital Professor of Clinical Pediatrics Albert Einstein College of Medicine. RESEARCH DESIGN (Jekel, 2007). ADDITIONAL STUDY DESIGNS. Medical record review
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DEPARTMENT OF PEDIATRICSResearch SeminarSTUDY DESIGN10/22/09 David H. Rubin, MD Chairman, Department of Pediatrics, St. Barnabas Hospital Professor of Clinical Pediatrics Albert Einstein College of Medicine
ADDITIONAL STUDY DESIGNS • Medical record review • Survey study
CASE CONTROL STUDY EXPOSURE? CONDITION OR PROBLEM YES YES NO RESEARCH POPULATION AT RISK TIME YES NO NO (Fletcher, 1996)
CASE CONTROL STUDIES/RECENT LITERATURE • Pubmed search of “case control studies” • 356,299 studies identified • Case control studies and emergency medicine journals • Ann Emerg Med: 602 studies (1980-2007) • Jour Emerg Med: 197 studies (1984-2007) • Acad Emerg Med: 357 studies (1994-2007) • Ped Emerg Care: 288 studies (1985-2007)
NESTED CASE CONTROL STUDY (Gordis, 2000) • Case control study “nested” in cohort study • Population identified and followed over time • Disease develops in some members of the population • Case control study of • Cases (disease develops) and • Controls (disease does not develop)
ADVANTAGES OF CASE CONTROL STUDIES(Fletcher et al, 1996, Newman et al, 2001) • Relatively easy to perform • Can study several risk factors and rare diseases without waiting for disease to occur • Beneficial for diseases with long latency • High yield of information with relatively few subjects • Ability to examine a large number of predictor variables makes case control studies useful for generating hypotheses
DISADVANTAGES OF CASE CONTROL STUDIES (Fletcher et al, 1996, Newman et al, 2001) • Information available may be limited • No direct method to estimate incidence or prevalence of a disease • Only 1 main outcome can be studied • In cohort and cross sectional studies, several outcomes can be examined • Biggest weakness is bias
BIAS IN CASE CONTROL STUDIES(Fletcher 1996) • Investigators create the comparison groups – there is no waiting to see who becomes a case and who becomes a control • Cases and controls are comparable if: • Controls would have been defined as cases if they developed the condition under study • Cases and controls need to be members of the same “base population”
COHORT STUDY • T0 T1 • Population followed forward over time • Baseline: acute pharyngitis • Outcome: Prevention of rheumatic fever or glomerulonephritis • Admission Criteria?: Evidence of ß-hemolytic streptococcus vs pharyngeal inflammation
COHORT STUDY CONDITION OR PROBLEM EXPOSURE? YES YES POPULATION TIME NO SAMPLE YES NO NO (Fletcher, 1996)
CROSS SECTIONAL STUDY T0 • T1 • Collect data on 2 groups at 1 point in time • Compare group differences • Cholesterol levels in athletes vs. non athletes at a midwest university
CROSS SECTIONAL DESIGN • Face to face interview • Mailed questionnaire • Emailed questionnaire • Telephone interview • Mailed interview with telephone F/U • Interview and observation
RANDOMIZED CONTROL TRIAL CONTROL ENROLL SUBJECTS EXPERIMENTAL RANDOMIZATION TIME 0; BASELINE T1; FOLLOWUP
SURVEY STUDIES • Collect information about people to describe, compare, or explain • Knowledge • Attitude • Behavior
SURVEY STUDIES • Features of good survey studies • Specific measurable objectives • Solid research design • Good choice of population or sample • Reliable and valid instruments • Comprehensive analysis • Accurate reporting of results
MEASURABLE OBJECTIVES • Define aim of the study • Define hypothesis • Define outcomes • Define independent, dependant, and confounding variables
SAMPLING OF POPULATION • Many options • Sample - subset of the population chosen for study (characteristics similar to larger group) • Representative sample – use an unbiased method to choose survey participants • All members of the pediatric clinic at SBH who are between 2 and 3 years of age • Children seen at the Pediatric Endocrine Clinic for any illness related to diabetes mellitus
DESCRIPTIVE REPORTS Description of a new aspect or new disease No comparison group needed Description is usually a basic statistic summary or profile of the group of cases Mean, SD, range, confidence intervals, correlation between variables
MEDICAL RECORD REVIEW • Uses pre-recorded patient focused data as the primary source of information in a research study • Physician, nurses notes • Ambulance call reports • Diagnostic tests • Clinic, administrative, government records • Computerized databases
WHY SELECT THIS DESIGN? • Addresses issues that cannot be addressed with prospective studies • Effect of harmful exposures (no randomization possible) • Effect of potentially beneficial exposures • Occurrence of rare events • Studies of patterns of disease or behavior • Quality assurance studies • Studies where cases may be shared (trauma database) • Pilot studies for prospective studies
DATA QUALITY • “Free form” quality of medical records may increase missing and/or erroneous data • Handwriting may be illegible or uninterruptible • May miss examining potential cases • Computer vs paper records • Data abstraction techniques require standardization
SAMPLE SIZE • Usually determined based on the summary measure and the size/width of the confidence interval desired • An interval with a greater CI (eg 99% CI v 95% CI) is wider and more likely includes the true population value • The width of the CI depends on sample size
SAMPLING • Select all cases within a given time frame • For nonconsecutive sampling it is best to choose probability sampling • Provides equal opportunity for each eligible case to be selected • Use random number generator • Triage level • Incidental sampling – choosing most easily accessible cases • Systematic sampling – choosing every xth case
RELIABILITY • Very important • Any differences in data extraction by 2 different people? • Kappa • Value ranges from -1 (perfect disagreement) to 1 (perfect agreement) • K = [observed agreement (%) – expected agreement (%) / [100% - expected agreement (%)] • Try to achieve kappa of 0.6 or better (60% agreement)
MINIMUM REQUIREMENTS FOR MEDICAL RECORD REVIEWS(Lowenstein, 2005) • Explicit protocols for case selection/exclusion • Abstractor training • Precise definitions of key variables • Use of standardized abstraction and coding forms • Monitoring of abstractor performance • Blinding of abstractors to study hypothesis and patient groups • Testing of interrater reliability
QUALITY OF MEDICAL RECORD REVIEWS(Badcock, 2005) • Observational study of medical record reviews published in several emergency medicine journals • 107 articles analyzed • Clear aim reported in 93% • Standard abstraction forms: 51% • Interrater reliability: 25% • Ethics approval: 68% • Sample size/power: 10%
METHODOLOGY FOR RETROSPECTIVE REVIEWS IN CHILD PSYCHIATRY • Conceive question • Literature review • Proposal methods • Create data abstraction instrument and manual • Sample size • Obtain IRB approval • Pilot study
SAMPLE SIZE(Gearing 2006) • Estimate 10 charts per variable (Sackett, 1991) • Others estimate 5-7 charts/variable • Convenience sampling – select cases over specific time period • Quota sampling – predetermined number sampled • Systematic sampling – every “nth” case chosen
PRACTICAL ISSUES • Check all possible CPT codes for diagnosis or procedure code • Febrile seizure may have been coded as seizure • Gastroenteritis may have been coded as viral syndrome • Pilot your Data Abstraction Form • Create detailed “Codebook” for your study • Especially critical if > 1 researcher on study
REFERENCES • Fink A. How to design survey studies. Sage Publications, Thousand Oaks, CA. 2003. • Kline TJB. Psychological testing –a practical approach to design and evaluation. 2005. Thousand Oaks. Sage. • Friedman JN. Development of a clinical dehydration scale for use in children between 1 and 36 months of age. J Pediatr 2004:145:201-207.
REFERENCES • Cumming RG, Le Couteur D. Benzodiazepines and risk of hip fractures in older people; a review of the evidence. CNS Drugs. 2003;17(11):825-837. • Ding R, McCarthy M, Li G. Patients who leave without being seen: their characteristics and history of emergency department use. Ann Emerg Med 2006;48:686-693. • Feinstein AR. Clinical Epidemiology. Philadelphia. WB Saunders. 1985 • Fletcher RH, Fletcher SW, Wagner EH. Clinical Epidemiology The Essentials. Philadelphia: Lippincott Williams and Wilkins, 1996. • Gordis L. Epidemiology 2nd edition. Philadelphia: WB Saunders, 2000.
REFERENCES • Worster A, Haines T. Advanced statistics: understanding medical record review (MRR) studies. Acad Emerg Med 2004;11:187-192. • Lowenstein SR. Medical record reviews in emergency medicine: the blessing and the cure. Annals Emerg Med April 2005;45(4):452-455. • Babcock D et al. The quality of medical record review studies in the international emergency medicine literature. 2005;45(4):444-447. • Worster A. et al. Reassessing the methods of medical record review studies 2005;45:448-451. • Gearing et al. Methodology for Retrospective chart review in child adolescent psychiatry. J Can Acad Child Adoles Psychiatry 15:3:2006
REFERENCES • Hellems MA, Kramer MS, Hayden G. Case control confusion. Ambulatory Pediatrics 2006;6:96-99. Altzema C, Ann Emerg Med 2004;44:169-174 • Horwitz RI, Feinstein AR. Methodologic standards and contradictory results in case control studies. Amer Jour of Med 1979;66:556-564. • Hurwitz ES, Barrett MJ, Bregman D et al. Public Health Service study of Reye’s syndrome and medications. Report of the main study. JAMA 1987;257:1905-11. • Jekel JF, Katz DL, Elmore JG, Wild DMG. Epidemiology, Biostatistics and Preventive Medicine 3rd edition. Philadelphia: Saunders, 2007.
REFERENCES • Katz AR. Selection of cases and controls. Additional information is needed. Int J Cardiology 2007;doi:10.1016/j.ijcard206.12.047 • Levy JA, Bachur RG. Intravenous dextrose during outpatient rehydration in pediatric gastroenteritis. Acad Emerg Med 2007;14:324-331. • Newman TB, Browner W, Cummings SR, Hulley SB in Hulley SB et al. Designing Clinical Research. 2nd edition. Philadelphia: Lippincott, 2001. • Neuman MI, Kelley M, Harper MB et al. Factors associated with antimicrobial resistance and mortality in pneumococcal bacteremia. Jour Emerg Med 2006;32(4):349-357.
REFERENCES • O’Brien KL, Selanikio JD, Hecdivert C et al. Epidemic of pediatric deaths from acute renal failure caused by diethylene glycol poisoning. Acute Renal Failure Investigating Team. JAMA 1998;279:1175-1180. • Panagiotakos DB, Rallidis LS, Pitsavos C et al. Cigarette smoking and myocardial infarction in young men and women: A case-control studyInternational Journal of Cardiology, Volume 116, Issue 3, 4 April 2007: 371-375. • Pierfitte C, Macouillard G, Thicoipe M et al. Benzodiazepines and hip fractures in elderly people. BMJ 2001;322:704-708. • Schultz CH, Koenig KL, Lewis RJ. Decisionmaking in hospital earthquake evacuation: does distance from the epicenter matter? Ann Emerg Med 2007;50:320-326.