1 / 11

INSPECTION AND ENFORCEMENT APPROACH

Explore how to identify regulated entities, their compliance levels, and the enforcement strategies under legal provisions. Prioritize inspection criteria, aims, and characteristics for effective enforcement.

moorejeff
Télécharger la présentation

INSPECTION AND ENFORCEMENT APPROACH

An Image/Link below is provided (as is) to download presentation Download Policy: Content on the Website is provided to you AS IS for your information and personal use and may not be sold / licensed / shared on other websites without getting consent from its author. Content is provided to you AS IS for your information and personal use only. Download presentation by click this link. While downloading, if for some reason you are not able to download a presentation, the publisher may have deleted the file from their server. During download, if you can't get a presentation, the file might be deleted by the publisher.

E N D

Presentation Transcript

  1. INSPECTION AND ENFORCEMENT APPROACH

  2. IDENTIFYING THE REGULATED COMMUNITY • Which are the companies / inspection sites? • What is the company business / inspection situation? • Under which legal provisions? • What is their compliance level? • Who is in charge / responsible? Roundtour WP2 - Workshop Inspection approach

  3. Table 3-6. A list of possible criteria to set priorities for inspection and enforcement Prioritisation • Environmental aspects • Administrative aspects • Human health and social aspects • Available resources • Deadlines • Decision-making hierarchy Roundtour WP2 - Workshop Inspection approach Source: OECD

  4. Table 3-6. A list of possible criteria to set priorities for inspection and enforcement Workshop Prioritisation • Select from the list 10 criteria to set inspection priorities • You may add other criteria yourself • Give the sequence of the importance of the criteria (nr. 1 • is most important, nr. 10 least important Roundtour WP2 - Workshop Inspection approach Source: OECD

  5. Aims of inspection and enforcement approach • Return violators to compliance • Impose a sanction • Remove economic benefit of non - compliance • Correct environmental damages • Correct internal company management problems Roundtour WP2 - Workshop Inspection approach

  6. Characteristics • Proportionality • Consistency • Transparency • Firmness • Fairness Roundtour WP2 - Workshop Inspection approach

  7. Responsibility Politicians and managers chose Inspectors use And offenders loose Roundtour WP2 - Workshop Inspection approach

  8. Inspection approach(informal) • selection of target groups • promoting operator behavior by creating • understanding • public announcement of inspections • publication of information sheets • publication inspection results • choice between announced / unannounced • inspections • use of co-operation mechanisms Roundtour WP2 - Workshop Inspection approach

  9. Enforcement approach(formal) • report writing on non-compliance • notification of non-compliance • imposing sanctions • repealing a license • closing a company • restoring the situation on expense ofthe offender • confiscation Roundtour WP2 - Workshop Inspection approach

  10. Roundtour WP2 - Workshop Inspection approach

  11. Workshop • Describe the inspection approach that you would • prefer • Explain 3 benefits and 2 disadvantages • Describe the enforcement approach that you would • prefer • Explain 3 benefits and 2 disadvantages Roundtour WP2 - Workshop Inspection approach

More Related