'Action letters' diaporamas de présentation

Highlights of Investment Adviser Advertising and Marketing

Highlights of Investment Adviser Advertising and Marketing. FIRMA National Training Conference April 9, 2008 Orlando, FL. Chris Hardy Partner Ascendant Compliance Management, Inc. Investment Adviser Advertising. Definition Rules and Guidelines SEC interpretations Recordkeeping

1.12k views • 26 slides

Prediction Markets and the Wisdom of the Crowds

441 views • 24 slides

FORECLOSURE OF EQUITY INTERESTS

FORECLOSURE OF EQUITY INTERESTS. ComFin Fall Meeting (November 7, 2007) John R. Clemency clemencyj@gtlaw.com Greenberg Traurig, LLP. OUR MISSION. Cover foreclosures of liens equity interests in mezzanine financings: Liens on stock. Liens on partnership and LLC interests.

260 views • 14 slides

www.rtsgroup.net

476 views • 13 slides

Texas Surface Water Quality Standards Update

Texas Surface Water Quality Standards Update. Debbie Miller Water Quality Standards Group Monitoring and Assessment Section. 2010 EPA Action. EPA Action Letters June 29, 2011 August 24, 2012 July 2, 2013 Action letters posted on TCEQ Website

233 views • 11 slides