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CPO and CTA Filing Requirements

CPO and CTA Filing Requirements

CPO and CTA Filing Requirements. October 23, 2014. Tracey Hunt, Associate Director, Compliance Mary McHenry, Associate Director, Compliance Ken Desplaines , Lighthouse Investment Partners Ken Wu, Oppenheimer Funds. Pool Quarterly Reports and Form PR. Form and Process CFTC Form

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321 views • 22 slides
CPO and CTA Filing Requirements

CPO and CTA Filing Requirements

CPO and CTA Filing Requirements. October 22, 2014. Tracey Hunt, Associate Director, Compliance Mary McHenry, Associate Director, Compliance Henry Parkin , AQR Capital Management LLC. Pool Quarterly Reports and Form PR. Form and Process CFTC Form Process for making changes

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368 views • 22 slides
CPO and CTA Filing Requirements

CPO and CTA Filing Requirements

CPO and CTA Filing Requirements. October 23, 2014. Tracey Hunt, Associate Director, Compliance Mary McHenry, Associate Director, Compliance Ken Desplaines , Lighthouse Investment Partners Ken Wu, Oppenheimer Funds. Pool Quarterly Reports and Form PR. Form and Process CFTC Form

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232 views • 22 slides
CPO and CTA Filing Requirements Tracey Hunt, Associate Director, Compliance

CPO and CTA Filing Requirements Tracey Hunt, Associate Director, Compliance

CPO and CTA Filing Requirements Tracey Hunt, Associate Director, Compliance Mary McHenry, Associate Director, Compliance Lauren Conway, Citadel Investment Group Steve Farmer, Mesirow Financial. Pool Quarterly Reports and Form PR . Form and Process CFTC Form How Help Text is developed

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307 views • 10 slides

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