Maintaining competence - PowerPoint PPT Presentation

sii.uk

Compliance Forum Margaret Spong. 16 th May 2007. www.sii.org.uk. FSA CP 07/4 … and the SII’s strategy. Summary. Highlights from our response F.S.S.C role Controlling CF 30 Influence of PBR, TCF and ethics T &amp; C rules SII action. Our response. We welcomed:

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Penrose – Some Lessons

Penrose – Some Lessons. Equitable Life All communications influence expectations Over distribution was the core problem Join up certification of assets &amp; liabilities Not enough challenge Too “clubby” Standards too vague. The Morris Review. Reserved roles

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