Regulatory audit - PowerPoint PPT Presentation

BC Clinical Research Infrastructure Network

BC Clinical Research Infrastructure Network. BCCRIN. Changing the landscape for clinical research in BC. www. bccrin .ca. Lunch and Learn Series Audit and Inspection Preparedness Program. LL #1 Long Term Preparations. Agenda. AIPP Program Session Objectives Types of Audits

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PREPARING FOR A REGULATORY EXAM

PREPARING FOR A REGULATORY EXAM. Regulatory Branch Exams are now a routine component of the FINRA BD Examination program. RRs and their supervisors should be ready for a regulatory exam at any time, because advance notice is not always made.

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