'Sec staff' diaporamas de présentation

Calgary Section of the Society of Petroleum Engineers

Calgary Section of the Society of Petroleum Engineers. February 23, 2004 Presented by Ron Harrell Chairman & CEO Ryder Scott Company, L.P. WWW.RYDERSCOTT.COM. DISCLAIMER:.

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ASIA BUSINESS FEBRUARY 17, 2012 Tokyo Makes Arrests in Olympus Scandal By KANA INAGAKI

ASIA BUSINESS FEBRUARY 17, 2012 Tokyo Makes Arrests in Olympus Scandal By KANA INAGAKI

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Discussion Topics

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2009 Investment Management Compliance Testing Survey

2009 Investment Management Compliance Testing Survey. Lynne Carreiro, ACA Compliance Group Valerie Baruch, Investment Adviser Association May 27, 2009. Survey Focus Areas. Compliance resources Changes to compliance programs in light of the market crisis Valuation

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C H A P T E R

C H A P T E R. 12. Financial Reporting and the Securities & Exchange Commission. SEC. Securities and Exchange Commission (SEC). Established by the Securities Exchange Act of 1934. Commissioners serve 5-year, staggered terms. The chairperson is from the same political party as the President.

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Presented to: ACC Compliance & Ethics Committee June 15, 2010

Seaboard for Individuals: The SEC Announces Cooperation Incentives for Individuals in Fraud Investigations. Presented to: ACC Compliance & Ethics Committee June 15, 2010. #416457. The SEC Announces Initiative to Encourage Individuals and Companies to Cooperate and Assist in Investigations.

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Recent Developments, Current Issues, and Upcoming Projects at the SEC

Recent Developments, Current Issues, and Upcoming Projects at the SEC. Presentation by Gerald J. Laporte Chief, Office of Small Business Policy Division of Corporation Finance U.S. Securities and Exchange Commission July 8, 2011. Accredited Investor Net Worth Standard.

164 views • 7 slides