'Securities fraud' diaporamas de présentation

WHITE COLLAR CRIMES

WHITE COLLAR CRIMES . A variety of nonviolent financial crimes, generally committed by businesspeople or public officials. .

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Major Initiatives Financial Institution Fraud Unit

Major Initiatives Financial Institution Fraud Unit Mortgage Loan Fraud Identity Theft Counterfeit Check and Negotiable Instruments Debit and Credit Card Fraud Fast Track Cases Suspicious Activity Reports Task Forces and Working Groups Mortgage Lending

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Forensic Accounting: An Introduction

Forensic Accounting: An Introduction. JOIN KHALID AZIZ. ECONOMICS OF ICMAP, ICAP, MA-ECONOMICS, B.COM. FINANCIAL ACCOUNTING OF ICMAP STAGE 1,3,4 ICAP MODULE B, B.COM, BBA, MBA & PIPFA. COST ACCOUNTING OF ICMAP STAGE 2,3 ICAP MODULE D, BBA, MBA & PIPFA. CONTACT: 0322-3385752

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Judicial Branch Powers

Judicial Branch Powers. Interpret. ___________ laws Do laws fit within U.S. Constitution guidelines Conduct __________ Protect the ________ of citizens brought before the Court Rule on _____________ questions. Trials. rights. Constitutional. Jurisdiction. Original Jurisdiction

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Securities Regulation

Securities Regulation. Chapter 15. Security May be debt of certain form Note or bond that can be traded May be equity Most famous are common stocks traded on New York Stock Exchange Securities provide capital for business operations Securities represented by pieces of paper

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Accountants Legal and Ethical Responsibilities

Accountants Legal and Ethical Responsibilities. Legal. Federal Securities Law Contract Negligence Racketeering Influenced an Corrupt Organizations Act (RICO) Private Securities Litigation Reform act of 1995 (Fraud Detection and Disclosure) Sarbanes-Oxley Act of 2002. Securities Act of 1933.

493 views • 36 slides

Investor Protection, Insider Trading, and Corporate Governance

BUSINESS LAW TODAY Essentials 9 th Ed. Roger LeRoy Miller - Institute for University Studies, Arlington, Texas Gaylord A. Jentz - University of Texas at Austin, Emeritus. Investor Protection, Insider Trading, and Corporate Governance. Chapter 21. Learning Objectives.

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Chapter 28 Investor Protection and Corporate Governance

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Investment Fraud for Law Enforcement

Investment Fraud for Law Enforcement. Kelly May Kentucky Department of Financial Institutions. Kelly May Kentucky Department of Financial Institutions. &. Bill Harned Kentucky AARP. Introduction.

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Securities Fraud

Securities Fraud. Reliance (Transaction Causation) Private (silence) Public markets Loss Causation Proving Pleading. (last updated 23 Apr 12). Sup Ct 10(b) jurisprudence. * open questions. Securities Fraud Action. Rule 10b-5

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Cross-Border Reach of US Securities Regulation

Cross-Border Reach of US Securities Regulation. US firms selling abroad Foreign firms selling in US Foreign securities transactions in US courts. Last updated 05 Mar 12. Flows. US offering abroad that flows back to US (flowback). Flows. Foreign offering that seeps into US (seepback).

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Liability in Securities Offerings

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Contract Drafting Class 9 Tues. Feb 14

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Education and Awareness: The Best Defense Against Securities Fraud

Education and Awareness: The Best Defense Against Securities Fraud. Texas State Securities Board Denise Voigt Crawford Securities Commissioner. Introduction. Who is the Texas State Securities Board?

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New York State Mock Trial Introduction

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Are You a Whistleblower?

Whistleblowers are frequently in the news and the term seems to be applied to a lot of different people.

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MOROCCO

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Private Investigator and Computer Forensic Examiner

ICFECI provides investigative, expert , and other services necessary for effective representation of defendants (including offering services in accordance with Title 18, United States Code, Section 3006A. Adequate representation of defendants).

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US Charges 9 in $100 Million Bio-Diesel Tax Credit Scam

Six Individuals, Three Corporations Charged in Indiana-based Biofuels Fraud Scheme

153 views • 6 slides

Forensic Document Examination

Forensic Document Examination. By Kirby Wiley September 9, 2008. What is forensic science? What is forensic document examination?. Forensic science is application of various sciences having to do with the law.

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