Sra handbook - PowerPoint PPT Presentation

Systemise your compliance management

Systemise your compliance management. Peter Scott Consulting www.peterscottconsult.co.uk. Why manage compliance risks?. “The pursuit of excellence, with the aim of doing things better for the clients” Director of Risk of a ‘top ten’ UK law firm.

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Introduction

Introduction. What is an ABS? When does a firm have to be authorised? What different forms/structures are possible? What is the timetable? What is the authorisation process?. What is an ABS? . A ‘licensable body’ must : have at least one lawyer manager;

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