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Enhancement Of Trade Surveillance To Avoid Layering And Spoofing

Financial institutions agree to enhance trade and communication surveillance after a massive fine, but it is a bit like shutting the barn door after the horse has bolted. Companies wishing to follow the best practices should therefore make sure that they have properly invested in the right trade surveillance systems like Shield, which will help companies to achieve guaranteed compliance. have a look at this presentation and visit our website for more information. Visit: https://bit.ly/3OTC0Lf

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Enhancement Of Trade Surveillance To Avoid Layering And Spoofing

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  1. REMIT: Best Practices Concerning Layering and Spoofing In both spoofing or layering market manipulation, a market participant issues one large order or multiple smaller orders showing a fraudulent interest to trade. https://www.shieldfc.com/

  2. Banned under REMIT Under REMIT, attempts to engage in market manipulation of wholesale energy markets are strictly prohibited. Article 2 of REMIT describes market manipulation (and attempted market manipulation) as the providing of false or misleading signals and information, price positioning, and orders or transactions that involve deceptive practices.

  3. Companies must keep an eye out Under REMIT rules, companies are responsible for monitoring the trades that take place on their watch to ensure that they are compliant. Spoofing is becoming an increasing focus for regulators as they try to stop these abuses by cracking down on offenders with heavy fines and punishments. Companies wishing to follow the best practices should therefore make sure that they have properly invested in the right surveillance systems that will help guarantee compliance, Read More On Our Website

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