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Hints for Preparing More Competitive Grant Applications. Peter R. Jackson, Ph.D. Chief, AIDS Clinical and Epidemiology Research Review Branch Scientific Review Program DEA, NIAID, NIH, DHHS 6700 B Rockledge Drive, Room 3133, MSC 7616 Bethesda, MD 20892 Phone 301.496.8426 Fax 301.480.2310
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Hints for Preparing More Competitive Grant Applications Peter R. Jackson, Ph.D. Chief, AIDS Clinical and Epidemiology Research Review Branch Scientific Review Program DEA, NIAID, NIH, DHHS 6700 B Rockledge Drive, Room 3133, MSC 7616 Bethesda, MD 20892 Phone 301.496.8426 Fax 301.480.2310 PJackson@mail.nih.gov
"The Rules"For Navigating the NIH Peer Review System Rule 1: YOUR APPLICATION MUST BE COMPLETE IN ITSELF
Components of a Research Grant Application • Correct version of the application (PHS 398 Revised 09/2004. • Face page • Description, Performance Sites, Key Personnel • Budget • Biographical Sketches ("biosketches") • Resources • THE RESEARCH PLAN • Human subjects /animal welfare issues • Literature Cited • Consortia/subcontracts / consultants • Appendix
The Research Plan Correct number of pages…. a. Specific Aims b. Background and Significance c. Preliminary Studies/Progress Report d. Research Design and Methods
1. Your application must be complete in itself... Significance • Rationale • Expected benefits/uses of the work • Relevance to important problem(s) • Clear, focused aims - hypothesis- driven • Emphasize mechanism
1. Your application must be complete in itself... Approach • Methods - clear, specific, detailed • Why you chose these methods • Preliminary data – if required (always good to have), your interpretations
1. Your application must be complete in itself... Approach • Pitfalls and possible solutions • Strategy for reaching objective within timeframe • Prioritization of aims/experiments • Plans for analysis of results
1. Your application must be complete in itself... Innovation • What is new/innovative about research question or methods
1. Your application must be complete in itself... Investigators • Specific responsibilities of each • How training/experience qualifies each for their role • Past accomplishments, in specific terms • How consultants/collaborators complete the expertise required • Staff will have sufficient time available for the project to succeed
1. Your application must be complete in itself... Environment • Organizational framework, and how it will contribute to success • Coordination/communication plans among staff, organizations • Special resources/facilities available to this project • Dedication of facilities/resources to this project
1. Your application must be complete in itself... • Special sections: • Human subjects • Animal use • Biohazards • Data Sharing • Model Organism Sharing • Stem Cells • Select Agent Use • Budget • Justify, relate to work proposed • MODULAR format for most applications
1. Your application must be complete in itself... Description (abstract) ...key to referral, assignment • Clear, factual synopsis of entire proposal • No sales pitch nor restatement of the very obvious • Carefully work abstract • Write last
"The Rules"For Navigating the NIH Peer Review System Rule 2: MAKE IT EASY FOR THE REVIEWERS
2. Make it easy for the reviewers... • Clear overall organization • Conciseness and clarity • Visually appealing: charts, tables, diagrams, flow-charts • Use appendices well • Cross-reference, label, number everything • Write to the 5 Review Criteria, in order • Most applications distributed are scanned – on CD, some on paper (B&W copies). Be sure your application can be read under such conditions.
"The Rules"For Navigating the NIH Peer Review System Rule 3: PLAY IT STRAIGHT
3. Play it straight... • Lay out potential limitations, problems • Show how you propose to deal with them • Don't pad biosketches with irrelevant or trivial items • Don't intentionally over- or under-estimate the budget • Don't indulge in blatant self-promotion
"The Rules"For Navigating the NIH Peer Review System Rule 4: READ AND CAREFULLY FOLLOW INSTRUCTIONS
PHS Research Grant Application Kit (form PHS 398) Available online at http://grants.nih.gov/grants/forms.htm Frequently updated Fillable forms (.pdf or .rtf)
4. Carefully follow instructions... • Format and content (PHS398) • Special requirements of award type or solicitation • Deadlines – special for AIDS, solicited applications (RFA, PA) • Submission instructions (how many copies to which addresses)
"The Rules"For Navigating the NIH Peer Review System Rule 5: DON'T WORK IN A VACUUM
5. Don’t work in a vacuum... • Actively seek out collaborations • Network widely • Read a successful similar application (and its summary statement) • Allow enough time for honest feedback from senior investigators
"The Rules"For Navigating the NIH Peer Review System Rule 6: BE AWARE OF CHANGES IN SCIENCE AND POLICIES
for GrantsNIH GUIDE and ContractsU.S. Department of Health and Human Services • NIH Guide available at the NIH Web Site : http://www.nih.gov • Announces NIH Funding Opportunities • Provides NIH Policy and Administrative Information
6.... Be aware of changes in science and policies • NIH home pages on WWW • Program Officers • University Office of Sponsored Programs • Scientific Review Administrators
6.... Be aware of changes in science and policies Especially Relevant Web Sites NEW INVESTIGATORS http://grants.nih.gov/grants/new_investigators/index.htm RESEARCH TRAINING http://grants.nih.gov/training/resources.htm
6.... Be aware of changes in science and policies NIAID Council Newsletter http://www.niaid.nih.gov/ncn Contains information on • NIAID Funding News • Funding Opportunities • Paylines and Budget • Grants and Contracts • All About Grants tutorials
6.... Be aware of changes in science and policies NIAID Council Newsletter (con’t)http://www.niaid.nih.gov/ncn Also has information on • Extramural Standard Operating Procedures • Questions and Answers • Glossary of Funding Terms • Find It! Index • Extramural Contacts
6.... Be aware of changes in science and policies Electronic Research Administration: http://era.nih.gov Electronic submission of R01s,R03s, R21s begins June-July 2005) • FLEXIBILE BIODEFENSE OPPORTUNITIES • http://www2.niaid.nih.gov/Biodefense/rfalplat.htm NIAID BIODEFENSE AND EMERGING INFECTIOUS DISEASES RESEARCH INITIATIVES ACCEPT R03, R21, or R01 TYPE APPLICATIONS
"The Rules"For Navigating the NIH Peer Review System Rule 7: DON'T GIVE UP
7. Don’t give up!! • Initial failure is common • Learn from it and succeed -- majority do • study criticisms in summary statement • decide if problems are repairable • attend diligently to each criticism • keep a positive tone and attitude