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2013 Internal Audit Capabilities and Needs Survey Top Priorities for Internal Auditors

Speaker: Lark Scheierman. 2013 Internal Audit Capabilities and Needs Survey Top Priorities for Internal Auditors. Speaker: Lark Scheierman. A Reminder…. Following the webinar, all attendees will receive a link to a copy of the presentation and recording.

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2013 Internal Audit Capabilities and Needs Survey Top Priorities for Internal Auditors

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  1. Speaker: Lark Scheierman 2013 Internal Audit Capabilities and Needs Survey Top Priorities for Internal Auditors

  2. Speaker: Lark Scheierman A Reminder… Following the webinar, all attendees will receive a link to a copy of the presentation and recording. During the webcast you can ask questions by clicking on the questions link at the top of your screen. Please provide your e-mail address for a swift reply. There will be a Q&A session at the end of the call. • If you are having trouble hearing the audio through the computer, separate phone lines are available. • International  +44 (0) 1452 555566 • United States +1 866 966 9439 • Conference ID 15266815

  3. Speaker: Lark Scheierman CPE Credits and Supplemental Information We offer 2 CPE credits for this presentation. To be eligible to receive these credits, please ensure to: • Answer four (4) out of the five (5) polling questions throughout the duration of this webinar. • If you qualify for CPE, you will receive the course evaluation form. Click on the Attachments link to download the complete survey publication, view the info graphics and watch the video. The Attachment link also provides you the opportunity to benchmark yourself against the survey results.

  4. Speaker: Kevin Donahue Speakers Susan Haseley is a Managing Director and the Global Industry Leader for Protiviti's Healthcare and Life Sciences practice and also serves as the Dallas Office Market Leader. Susan has over 25 years of experience in providing risk consulting, internal audit and technology consulting services. Susan received her bachelor's degree in Information Systems from Ohio University and an MBA from the University of Dallas. She holds the Certified Internal Auditor (CIA), the Certified Information Systems Auditor (CISA), the Project Management Professional (PMP) certifications and is trained as a Six Sigma Green Belt. Susan is a member of the Internal Auditors Association (IIA), Information Systems Audit and Control Association (lSACA), and the Association of Healthcare Internal Auditors (AHIA). She also is a member of AHIP, HFMA, HCCA.  Susan.Haseley@protiviti.com David Brand is a Managing Director in Protiviti’s Chicago office.  He leads the global IT Audit practice for Protiviti.  He has over 15 years experience working with companies across multiple industries in the areas of IT Auditing, Computer Aided Auditing Techniques, audit formation, risk assessments and audit committee reporting. David.Brand@protiviti.com

  5. Speaker: Kevin Donahue Speakers Mike Fabriziusis Vice President of Audit Services for the Carolinas HealthCare System. He is a CIA, CPA and MBA. He has been active in the Association of Healthcare Internal Auditors (AHIA) in a variety of volunteer positions, including Chairman of the Board of Directors in 2011. Carolinas HealthCare System provides a full spectrum of healthcare and wellness programs throughout North and South Carolina. Its network of more than 650 care locations includes academic medical centers, hospitals, healthcare pavilions, physician practices, surgical and rehabilitation centers, home health agencies, nursing homes and hospice and palliative care. Michael.Fabrizius@carolinashealthcare.org

  6. Ongoing professional development is essential for today's internal auditors. They are: Facing greater demands to improve organizational processes Ensuring proper risk management and controls are in place Required to stay informed on the changing dynamics of business and technology Enjoying a broader range of career paths and opportunities Innovative thinkers ready to meet a wide range of challenges Speaker: Kevin Donahue Introduction – About the Survey

  7. Protiviti conducted the survey from September 2012 through October 2012 The survey was divided into four major sections: General Technical Knowledge Audit Process Knowledge Personal Skills and Capabilities Social Media and the Audit Process Speaker: Kevin Donahue Introduction – About the Survey

  8. Respondents were asked to rate: Their competency in these areas on a scale of 1 to 5 Indicate whether competency was adequate or needs improvement The survey also assessed the following: Competency levels of CAEs Differing needs by industries and business size Three-year trends for CAEs and overall results Speaker: Kevin Donahue Introduction – About the Survey

  9. Speaker: Kevin Donahue Internal Audit Capabilities and Needs Survey Publications

  10. Speaker: Kevin Donahue Overview – Topics of Focus General Technical Knowledge Audit Process Knowledge Personal Skills and Capabilities Social Media and the Audit Process Meeting Today's Challenges Q&A

  11. Kevin to introduce this survey section and transition to the next speaker, David Brand General Technical Knowledge

  12. Speaker: David Brand General Technical Knowledge – Overall Results

  13. Speaker: David Brand General Technical Knowledge – Three-Year Comparison: Overall Results • No consistent top five items for all three years

  14. Speaker: David Brand General Technical Knowledge – Top 5 for CAEs

  15. Speaker: David Brand General Technical Knowledge – Three-Year Comparison: CAE Results • No consistent top five items for all three years

  16. Speaker: David Brand General Technical Knowledge – Company Size Breakdown • Circled items are consistent top five items

  17. Kevin Donahue will introduce this survey section and moderate by asking Susan and Mike questions about the survey results. General Technical Knowledge – Healthcare Industry Results

  18. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Speaker: Susan Haseley General Technical Knowledge, Overall Healthcare Industry Response

  19. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. General Technical Knowledge, Healthcare Industry CAE Response

  20. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. General Technical Knowledge – Two-Year Comparison • Circled items are consistent between the two years

  21. Kevin Donahue will introduce this survey section and moderate by asking Susan and Mike questions about the survey results. Healthcare Industry-Specific Technical Knowledge

  22. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Healthcare Industry-Specific Technical Knowledge – Overall Results

  23. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Healthcare Industry-Specific Technical Knowledge – CAE Results

  24. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Healthcare Industry-Specific Technical Knowledge – Two-Year Comparison • Circled items are consistent between the two years

  25. Speaker: Lark Scheierman Poll Question • In which general technical knowledge areas do healthcare internal auditors feel they are less competent, and need to improve the most? • Social Media Applications • Fraud Risk Management Technologies • Cloud Computing Reminder: Answer 4 out of 5 questions to qualify for CPE credit.

  26. Speaker: Lark Scheierman Poll Question • In which general technical knowledge areas do overall CAEs feel they are less competent, and need to improve the most? • Social Media Applications • Regulatory Compliance • ISO 27000 Reminder: Answer 4 out of 5 questions to qualify for CPE credit.

  27. Kevin Donahue will introduce survey section and transition to next speaker, David Brand Audit Process Knowledge

  28. Speaker: David Brand Audit Process Knowledge – Overall Results

  29. Speaker: David Brand Audit Process Knowledge – Three-Year Comparison: Overall Results • Circled items are consistent top five items

  30. Speaker: David Brand Audit Process Knowledge – Top 5 for CAEs

  31. Speaker: David Brand Audit Process Knowledge – Three-Year Comparison: CAE Results • Circled items are consistent top five items

  32. Speaker: David Brand Audit Process Knowledge – Company Size Breakdown • No consistent top five items across organization size

  33. Kevin Donahue will introduce this survey section and moderate by asking Susan and Mike questions about the survey results. Audit Process Knowledge – Healthcare Industry

  34. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Audit Process Knowledge – Healthcare Industry

  35. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Audit Process Knowledge – Healthcare Industry, CAE Responses

  36. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Audit Process Knowledge – Healthcare Industry • Circled items are consistent between the two years

  37. Speaker: Lark Scheierman Poll Question • According to the 2013 IA Capabilities and Needs Survey, internal auditors want to become more data-driven while implementing more automation to strengthen effectiveness and efficiency. • True • False Reminder: Answer 4 out of 5 questions to qualify for CPE credit.

  38. Speaker: Lark Scheierman Poll Question • In which emerging technology areas do healthcare internal auditors feel they are less competent, and need to improve the most? • Fraud Risk Management Technologies • Auditing IT Projects • Data Analysis Tools: Data Manipulation Reminder: Answer 4 out of 5 questions to qualify for CPE credit.

  39. Kevin Donahue will introduce survey section and transition to next speaker, David Brand Personal Skills and Capabilities

  40. Speaker: David Brand Personal Skills and Capabilities – Overall Results

  41. Speaker: David Brand Personal Skills and Capabilities – Three-Year Comparison: Overall Results • Circled items are consistent top five items

  42. Speaker: David Brand Personal Skills and Capabilities – Top 5 for CAEs

  43. Speaker: David Brand Personal Skills and Capabilities – Three-Year Comparison: CAE Results • Circled items are consistent top five items

  44. Speaker: David Brand Personal Skills and Capabilities – Company Size Breakdown • Circled items are consistent top five items

  45. Kevin Donahue will introduce this survey section and moderate by asking Susan and Mike questions about the survey results. Personal Skills and Capabilities – Healthcare Industry

  46. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Personal Skills and Capabilities – Healthcare Industry

  47. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Personal Skills and Capabilities – Healthcare Industry, CAE Responses

  48. Kevin Donahue will moderate by asking Susan and Mike questions about the survey results. Personal Skills and Capabilities – Healthcare Industry • Circled items are consistent between the two years

  49. Speaker: Lark Scheierman Poll Question • Which area is the highest priority for improvement for healthcare internal auditors in 2013? Public Speaking Negotiation Developing Contacts/Networking Reminder: Answer 4 out of 5 questions to qualify for CPE credit.

  50. Kevin Donahue will introduce survey section and transition to next speaker, David Brand Social Media Risk and the Audit Process

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