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Blue Sky Compliance Services

https://www.colonialstock.com/blue-sky-compliance-services.htm - Our full service Blue Sky filings are made for the companies, themselves, and attorneys or other entities looking to assist companies with their state securities compliance needs.

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Blue Sky Compliance Services

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  1. States each have their own respective securities laws, which are typically referred to as "Blue Sky Laws".

  2. These laws are designed to reduce any fraudulent sales practices or activities, for the protection of both investors and issuers.

  3. Our full service Blue Sky filings to the States are made for the companies,themselves, and attorneys or other entities looking to assist companies with their State securities compliance and reporting needs: - Private Offerings: Regulation D - Public Offerings: IPOs’s, Reg A - Secondary Trading: Exemption research and States filing services - Fund Annual Maintenance: Annual Blue Sky filings and updates

  4. Colonial can submit your Form D filing to the SEC, along with the Blue Sky State filings, helping you maintain compliance on both the federal and state levels.

  5. To file, please contact our offices to setup an account at (877) 285-8605 or sales@colonialstock.com

  6. Contact Us: Colonial Stock Transfer Company, Inc. 66 Exchange Place, 1st floor Salt Lake City, UT 84111 Phone: 801-355-5740 Fax: 801-355-6505 www.colonialstock.com

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