October 24, 2007
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October 24, 2007. Registered Conference Attendees. New Members: November 2006-October 2007. AHM Business Solutions Inc. Columbia Stock Transfer Co. Florida Atlantic Stock Transfer Inc. Halladay Stock Transfer The Southern Company The Walt Disney Company Capital Stock Transfer
October 24, 2007
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Presentation Transcript
New Members: November 2006-October 2007 • AHM Business Solutions Inc. • Columbia Stock Transfer Co. • Florida Atlantic Stock Transfer Inc. • Halladay Stock Transfer • The Southern Company • The Walt Disney Company • Capital Stock Transfer • Action Stock Transfer Corp. • The Haverford Group • Simmons First Trust Company • Spectra Energy Corp.
New Members: November 2006-October 2007 continued • Standard Register & Transfer Inc. • Atlas Stock Transfer • Franklin Templeton Investor Services • Kelley Drye & Warren LLP • The Northern Trust Co. • Schiff Hardin LLP • Shenandoah Telecommunications Company • Janney Montgomery Scott LLC • Signature Stock Transfer, Inc. • Logan Law Firm PLC
Important Notices from 2007 • Comment Letter on DTC Rule Filing • Comment Letter on Basis Reporting • Business Continuity Guidelines • E-Proxy Rules and Proposals • FIRST Global Program Announcement • New Unclaimed Property Reporting Instructions from California • SIFMA Letter Urging Certificates not be Issued
New Website Features • Faster Navigation • STA Committee Meeting Notes & Minutes • Ability to Post Resumes • Site Map • Presentations from Quarterly Meetings (coming next year)
STA Newsletter • DRS Guidelines Committee • Interviews with Directors • News about Proxy Voting and E-Proxy • Updates on changes to Unclaimed Property reporting in California • Business Continuity Guidelines
Training Seminars • 1140 participants • 65 presentations in the U S and Canada • Feedback is Excellent
Today’s Program • President’s Remarks • Keynote Speaker: Mike Hourigan • Tom Bogle on AML • STA Proxy Committee Update • STA Processing Committee Update • Golf or free time