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Subject Access to Collections: Introduction

Subject Access to Collections: Introduction. University of California, Berkeley School of Information IS 245: Organization of Information In Collections. Review. Review of Description

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Subject Access to Collections: Introduction

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  1. Subject Access to Collections: Introduction University of California, Berkeley School of InformationIS 245: Organization of Information In Collections

  2. Review • Review of Description • Goal of IR is to retrieve all and only the “relevant” documents in a collection for a particular user with a particular need for information

  3. Indexing Languages and Thesauri • Origins and Uses of Controlled Vocabularies for Information Retrieval • Types of Indexing Languages, Thesauri and Classification Systems

  4. Controlled Vocabularies • Vocabulary control is the attempt to provide a standardizedand consistent set of terms (such as subject headings, names, classifications, etc.) with the intent of aiding the searcher in finding information.

  5. What is a “Controlled Vocabulary” • “The greatest problem of today is how to teach people to ignore the irrelevant, how to refuse to know things, before they are suffocated. For too many facts are as bad as none at all.” (W.H. Auden) • Similarly, there are too many ways of expressing or explaining the topic of a document. • Controlled vocabularies are sets of Rules for topic identification and indexing, and a THESAURUS, which consists of “lead-in vocabulary” and an limited and selective “Indexing Language” sometimes with special coding or structures.

  6. Uses of Controlled Vocabularies • Library Subject Headings, Classification and Name Authority Files. • Commercial Journal Indexing Services and databases • Yahoo, and other Web classification schemes • Online and Manual Systems within organizations • SunSolve • MacArthur

  7. Name Authority Files ID:NAFL8057230 ST:p EL:n STH:a MS:c UIP:a TD:19910821174242 KRC:a NMU:a CRC:c UPN:a SBU:a SBC:a DID:n DF:05-14-80 RFE:a CSC: SRU:b SRT:n SRN:n TSS: TGA:? ROM:? MOD: VST:d 08-21-91 Other Versions: earlier 040 DLC$cDLC$dDLC$dOCoLC 053 PR6005.R517 100 10 Creasey, John 400 10 Cooke, M. E. 400 10 Cooke, Margaret,$d1908-1973 400 10 Cooper, Henry St. John,$d1908-1973 400 00 Credo,$d1908-1973 400 10 Fecamps, Elise 400 10 Gill, Patrick,$d1908-1973 400 10 Hope, Brian,$d1908-1973 400 10 Hughes, Colin,$d1908-1973 400 10 Marsden, James 400 10 Matheson, Rodney 400 10 Ranger, Ken 400 20 St. John, Henry,$d1908-1973 400 10 Wilde, Jimmy 500 10 $wnnnc$aAshe, Gordon,$d1908-1973 Different names for the same person

  8. Name Authority Files ID:NAFO9114111 ST:p EL:n STH:a MS:n UIP:a TD:19910817053048 KRC:a NMU:a CRC:c UPN:a SBU:a SBC:a DID:n DF:06-03-91 RFE:a CSC:c SRU:b SRT:n SRN:n TSS: TGA:? ROM:? MOD: VST:d 08-19-91 040 OCoLC$cOCoLC 100 10 Marric, J. J.,$d1908-1973 500 10 $wnnnc$aCreasey, John 663 Works by this author are entered under the name used in the item. For a listing of other names used by this author, search also under$bCrease y, John 670 OCLC 13441825: His Gideon's day, 1955$b(hdg.: Creasey, John; usage: J .J. Marric) 670 LC data base, 6/10/91$b(hdg.: Creasey, John; usage: J.J. Marric) 670 Pseuds. and nicknames dict., c1987$b(Creasey, John, 1908-1973; Britis h author; pseud.: Marric, J. J.)

  9. Name authority files ID:NAFL8166762 ST:p EL:n STH:a MS:c UIP:a TD:19910604053124 KRC:a NMU:a CRC:c UPN:a SBU:a SBC:a DID:n DF:08-20-81 RFE:a CSC: SRU:b SRT:n SRN:n TSS: TGA:? ROM:? MOD: VST:d 06-06-91 Other Versions: earlier 040 DLC$cDLC$dDLC$dOCoLC 100 10 Butler, William Vivian,$d1927- 400 10 Butler, W. V.$q(William Vivian),$d1927- 400 10 Marric, J. J.,$d1927- 670 His The durable desperadoes, 1973. 670 His The young detective's handbook, c1981:$bt.p. (W.V. Butler) 670 His Gideon's way, 1986:$bCIP t.p. (William Vivian Butler writing as J .J. Marric) Different people writing with the same name

  10. Indexing Languages • An index is a systematic guide designed to indicate topics or features of documents in order to facilitate retrieval of documents or parts of documents. • An Indexing language is the set of terms used in an index to represent topics or features of documents, and the rules for combining or using those terms.

  11. Types of Indexing Languages • Uncontrolled Keyword Indexing • Indexing Languages • Controlled, but not structured • Thesauri • Controlled and Structured • Classification Systems • Controlled, Structured, and Coded • Faceted Classification Systems

  12. Indexing Languages • Library of Congress Subject Headings • Yellow Pages Topics • Wilson Indexes (“Reader’s Guide”)

  13. Controlled Vocabulary • Start with the text of the document • Attempt to “control” or regularize: • The concepts expressed within • mutually exclusive • exhaustive • The language used to express those concepts • limit the normal linguistic variations • regulate word order and structure of phrases • reduce the number of synonyms or near-synonyms • Also, provide cross-references between concepts and their expression. See Bates, 1988

  14. Describe the contents of an entire document Designed to be looked up in an alphabetical index Look up document under its heading Few (1-5) headings per document Describe one concept within a document Designed to be used in Boolean searching Combine to describe the desired document Many (5-25) descriptors per document Subject Headings vs. Descriptors

  15. WILSONLINE Athletes Athletes--Heath&Hygiene Athletes--Nutrition Athletes--Physical Exams … Athletics Athletics -- Administration Athletics -- Equipment -- Catalogs … Sports -- Accidents and injuries Sports -- Accidents and injuries -- prevention ERIC Athletes Athletic Coaches Athletic Equipment Athletic Fields Athletics … Sports psychology Sportsmanship Subject Heading vs. Descriptor Example

  16. Assigning Headings vs. Descriptors • Subject headings -- assign one (or a few) complex heading(s) to the document • Descriptors -- mix and match • How would we describe recipes using each technique?

  17. Thesauri • A Thesaurus is a collection of selected vocabulary (preferred terms or descriptors) with links among Synonymous, Equivalent, Broader, Narrower and other Related Terms

  18. Thesauri (cont.) • National and International Standards for Thesauri • ANSI/NISO z39.19--1994 -- American National Standard Guidelines for the Construction, Format and Management of Monolingual Thesauri • ANSI/NISO Draft Standard Z39.4-199x -- American National Standard Guidelines for Indexes in Information Retrieval • ISO 2788 -- Documentation -- Guidelines for the establishment and development of monolingual thesauri • ISO 5964-- Documentation -- Guidelines for the establishment and development of multilingual thesauri

  19. Thesauri (cont.) • Examples: • The ERIC Thesaurus of Descriptors • The Art and Architecture Thesaurus • The Medical Subject Headings (MESH) of the National Library of Medicine

  20. Development of a Thesaurus • Term Selection. • Merging and Development of Concept Classes. • Definition of Broad Subject Fields and Subfields. • Development of Classificatory structure • Review, Testing, Application, Revision.

  21. Processes of categorization underlie many of the issues having to do with information organization Categorization is messier than our computer systems would like Human categories have graded membership, consisting of family resemblances. Family resemblance is expressed in part by which subset of features are shared It is also determined by underlying understandings of the world that do not get represented in most systems Categorization Summary

  22. Classification Systems • A classification system is an indexing language often based on a broad ordering of topical areas. Thesauri and classification systems both use this broad ordering and maintain a structure of broader, narrower, and related topics. Classification schemes commonly use a coded notation for representing a topic and it’s place in relation to other terms.

  23. Classification Systems (cont.) • Examples: • The Library of Congress Classification System • The Dewey Decimal Classification System • The ACM Computing Reviews Categories • The American Mathematical Society Classification System

  24. Classification Schemes • Classify possible concepts. • Goals: • Completely distinct conceptual categories (mutually exclusive) • Complete coverage of conceptual categories (exhaustive)

  25. Hierarchical Classification • Traditional “family-tree” • Each category is successively broken down into smaller and smaller subdivisions • Each level divided out by a “character of division”. Also known as a feature. • Example: distinguish Literature based on: • Language • Genre • Time Period

  26. Hierarchical Classification Literature English French Spanish ... ... ... Prose Poetry Drama ... Prose Poetry Drama ... 16th 17th 18th 19th 16th 17th 18th 19th

  27. Labeled Categories for Hierarchical Classification • LITERATURE • 100 English Literature • 110 English Prose • English Prose 16th Century • English Prose 17th Century • English Prose 18th Century • ... • 120 English Poetry • 121 English Poetry 16th Century • 122 English Poetry 17th Century • ... • 130 English Drama • 130 English Drama 16th Century • … • 200 French Literature

  28. Faceted Classification • Create a separate, free-standing list for each characteristic of division (feature). • Combine features to create a classification.

  29. A Language a English b French c Spanish B Genre a Prose b Poetry c Drama C Period a 16th Century b 17th Century c 18th Century d 19th Century Aa English Literature AaBa English Prose AaBaCa English Prose 16th Century AbBbCd French Poetry 19th Century BbCd Drama 19th Century Faceted Classification and Labeled Catgories

  30. How to use such classification structures? • How to look through them? • How to use them in search?

  31. Automatic Indexing and Classification • Automatic indexing is typically the simple deriving of keywords from a document and providing access to all of those words. • More complex Automatic Indexing Systems attempt to select controlled vocabulary terms based on terms in the document. • Automatic classification attempts to automatically group similar documents using either: • A fully automatic clustering method. • An established classification scheme and set of documents already indexed by that scheme.

  32. Agglomerative Clustering A B C D E F G H I

  33. Agglomerative Clustering A B C D E F G H I

  34. Agglomerative Clustering A B C D E F G H I

  35. Hierarchical Methods 2 .4 3 .4 .2 4 .3 .3 .3 5 .1 .4 .4 .1 1 2 3 4 Single Link Dissimilarity Matrix Hierarchical methods: Polythetic, Usually Exclusive, Ordered Clusters are order-independent

  36. Threshold = .1 2 .4 3 .4 .2 4 .3 .3 .3 5 .1 .4 .4 .1 1 2 3 4 2 0 3 0 0 4 0 0 0 5 1 0 0 1 1 2 3 4 1 2 5 3 4 Single Link Dissimilarity Matrix

  37. Threshold = .2 2 .4 3 .4 .2 4 .3 .3 .3 5 .1 .4 .4 .1 1 2 3 4 2 0 3 0 1 4 0 0 0 5 1 0 0 1 1 2 3 4 1 2 5 3 4

  38. Threshold = .3 2 .4 3 .4 .2 4 .3 .3 .3 5 .1 .4 .4 .1 1 2 3 4 2 0 3 0 1 4 1 1 1 5 1 0 0 1 1 2 3 4 1 2 5 3 4

  39. Clustering Agglomerative methods: Polythetic, Exclusive or Overlapping, Unordered clusters are order-dependent. Doc Doc Doc Doc Doc Doc Doc Doc Rocchio’s method 1. Select initial centers (I.e. seed the space) 2. Assign docs to highest matching centers and compute centroids 3. Reassign all documents to centroid(s)

  40. Automatic Class Assignment Automatic Class Assignment: Polythetic, Exclusive or Overlapping, usually ordered clusters are order-independent, usually based on an intellectually derived scheme Doc Doc Doc Doc Search Engine Doc Doc Doc 1. Create pseudo-documents representing intellectually derived classes. 2. Search using document contents 3. Obtain ranked list 4. Assign document to N categories ranked over threshold. OR assign to top-ranked category

  41. K-Means Clustering • 1 Create a pair-wise similarity measure • 2 Find K centers using agglomerative clustering • take a small sample • group bottom up until K groups found • 3 Assign each document to nearest center, forming new clusters • 4 Repeat 3 as necessary

  42. Scatter/Gather • Cutting, Pedersen, Tukey & Karger 92, 93 • Hearst & Pedersen 95 • Cluster sets of documents into general “themes”, like a table of contents • Display the contents of the clusters by showing topical terms and typical titles • User chooses subsets of the clusters and re-clusters the documents within • Resulting new groups have different “themes”

  43. S/G Example: query on “star” Encyclopedia text 14 sports 8 symbols 47 film, tv 68 film, tv (p) 7 music 97 astrophysics 67 astronomy(p) 12 steller phenomena 10 flora/fauna 49 galaxies, stars 29 constellations 7 miscelleneous Clustering and re-clustering is entirely automated

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