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Implementing National Instrument 24-101: Enhancements in Institutional Trade Matching & Settlement

This document outlines the implementation plan for National Instrument 24-101, focusing on institutional trade matching and settlement processes within Canadian capital markets. Presented by Glenn MacPherson, Program Director of the Canadian Capital Markets Association, on April 27, 2007, it details the structure of the CCMA, key participants, matching criteria, and target dates for the rollout from 2008 to 2010. It also highlights the phased performance targets, documentation requirements, and necessary exception reporting procedures aimed at achieving seamless trade matching and settlement.

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Implementing National Instrument 24-101: Enhancements in Institutional Trade Matching & Settlement

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  1. National Instrument 24-101Institutional Trade Matching & SettlementWorking Towards Success ImplementationGlenn MacPhersonProgram Director, Canadian Capital Markets AssociationApril 27, 2007 Moving to “T”

  2. Content • About the CCMA • Board & Observers • Committee Structure • Overview of National Instrument 24-101 • Institutional Trade-Date Matching Participants • Matching Criteria & Target Dates - 2008 - 2010

  3. CCMA Board & Observers

  4. CCMA Board of Directors Finance Committee Executive Committee Subcommittee of the Board Secretary CCMA (Executive Director & Program Director) Custodian Subcommittee (CSC) Buy-Side Subcommittee (BSSC) Sell-Side Subcommittee (SSSC) Communication & Education Working Group (CEWG) Legal/ Regulatory Working Group (LRWG) Committee Structure

  5. Trade Matching Statement

  6. NI 24-101 • Effective April 1, 2007 • Phased-in transitional performance target dates over an approximate three-year period • Documentation in place by October 1, 2007 • Exception reporting in February 2008

  7. Institutional Trade Matching Participants (ITM)

  8. Transitional Matching Targets

  9. The Americas

  10. National Instrument 24-101Institutional Trade Matching & SettlementWorking Towards Success ImplementationGlenn MacPhersonProgram Director, Canadian Capital Markets AssociationApril 27, 2007

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