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Comprehensive Overview of Safety Management Systems (SMS) and ICAO Guidelines

This document provides an extensive look at the principles and implementation of Safety Management Systems (SMS) in aviation, focusing on ICAO guidelines. It discusses the key components of SMS, including safety policy, risk management, safety assurance, and promotion of safety culture. Relevant ICAO documentation, such as Annexes and specific guidelines, are referenced, emphasizing the importance of adherence to established international standards. This overview aims to enhance understanding of SMS's role in improving aviation safety and compliance within organizations.

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Comprehensive Overview of Safety Management Systems (SMS) and ICAO Guidelines

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    1. ??????? ??????? ??????????? ??????? SMS ? ?????? ??????? ???????????. ??????????

    2. ??????? ??????? ??????????? ??????? ???? ?????? ?? ?????????? ???? ??????, ????? ????????????? ???????? ???????????? ??????????? ??????????? ??????? ?? ?????????? ????? ????????? ?????????????? ????????????? ????????? ? ????????? ???? ???? ?????????? ???????????? ??????????? ??????? ???????????? ??????? ???????????? ?? : ??????????? ???????????? ???????, ??????????? ???????? ??????????????? ????? ? ????? , ????????? ????????????

    3. ??????? ??????? ??????????? ??????? ??????? ?????????? ????????????? ???????

    4. ??????? ??????? ??????????? ??????? ?????????? ICAO ?.1.4.2 ???? ???????? ???????? ????? ??????????? ??????????? ???????????? ??????? ? ????????? ?????????? ????????????? ??????? (????): ????????? ??????????? ???????????? ??????? ???????????? ????? ???????? ?????? ? ???, ???????????? ?? ????????? ?????? ???????????? ???????. ??????? ?????????? ????????????? ??????? (????) ???????????? ????? ????????????? ?????? ? ?????????? ????????????? ???????, ?????????? ??????????? ??????????????? ?????????, ????? ???????????????, ???????? ? ?????????.

    5. ??????? ??????? ??????????? ??????? ?????????? ICAO ?. 1.4.5. ? ???????????? ? ??????????? ?????????? 6, 11 ? 14 ??????????? ??????? ?? ???? ?????????????, ??????????? ?? ???????????? ????????????, ??????????? ??? ? ????????????????? ????????????? ?????????? ????????? ?????? ????, ?????????? ????????????. ??? ???????, ????? ??????? ???? ???????????? ?????????: ???????? ??????????? ? ????????????? ?????? ????????????; ??????????? ???????? ?????????????? ???, ??????????? ??? ?????????? ???????? ?????/?????????; ? ???????????? ??????????? ?????????? ? ?????????? ?????? ???????????? ?????? ???????????? ???????. ICAO Doc.9859 AN/460 ??????????? ?? ?????????? ????????????? ???????

    6. ??????? ??????? ??????????? ??????? ?????????? ICAO ? 1 ?????? 2009 ???? ??????????? ?????? ?????????, ????? ???????????? ? ?????? ????? ???????? ??????????? ???????????? ??????? ???????? ??????? ?????????? ????????????? ???????, ?????????? ??? ??????????? ????????????, ???????, ??? ???????, ?????: ?????????? ?????????, ???????? ?? ???????????? ???????; ???????????? ?????????????? ????????, ??????????? ??? ??????????? ??????????? ?????? ???????????? ???????; ???????????? ??????????? ?????????? ? ?????????? ?????? ???????????? ?????? ???????????? ??????? ? ???? ???????? ?? ??????????? ????????? ?????? ?????? ???????????? ??????? ???. 3.2.4 ?????????? 6 ? ????????? ????

    7. ??????? ??????? ??????????? ??????? ??????? ?????????? ????????????? ??????? (????)

    8. ??????? ??????? ??????????? ??????? ????????? SMS ??? ????, ????? ????????? ?????????? ????????? 3.2, ??????????? ????????????? ? ???????????? ???????????????? ??????? SMS, ??????? ??????? ?? ??????? ?????? ? ??????????????? ?????????: 1. ???????? ? ???? ? ??????? ???????????? ???????: a. ????????????? ? ??????????????? ????????????? ????????; b. ?????????? ?????????? ?? ???????? ???????????? ???????; c. ?????????? ?? ???????? ?????????, ????????? ? ????????????? ???????; d. ??????? ????? ????????? SMS; e. ??????????? ???????????? ???????? ? ????????? ?????????; f. ????????????????. 2. ?????????? ???????, ????????? ?? ???????????? ???????: a. ??????? ??????????? ??????? ????????; b. ??????? ?????? ? ????????? ??????. 3. ????????? ???????? ???????????? ???????: a. ?????????? ? ????????? ????????? ???????????? ???????; b. ????????? ??????????? ?????????; c. ??????????? ????????????????? SMS. 4. ?????????? ???????????? ???????: a. ???????? ? ?????????? ?????????; b. ????? ??????????? ?? ???????????? ???????. ICAO Doc.9859 AN/460 ??????????? ?? ?????????? ????????????? ???????

    9. ??????? ??????? ??????????? ??????? ???????? SMS ?????????? ????????????? ??????? ???????????? ???????: ??????????, ?????????? ?? ?????????? ???????. ???? SMS ??????? ? ???, ????? ??????? ????????????????? ??????? ?????????? ??????? ??? ???????????? ????????? ?????. ??????????? ?????????? ????????????? ??????? ?????? ???????????? ?? ???????????????? ???????????????, ??????? ?????? ?? ???????????? ??????? ??????????: ??????????? ???????????? ? ?????????????? ?????????? ?????????? ?????????. ? ????????? ??????? ?????????? ? ????????????? ????????? (????) ??????????????, ??? ???????????? ??? ?????????????? ???????, ? ??????? ????????? ??????? ??? ??????????????? ??????, ??? ? ??, ??? ???????????? ????????? ????????? ??? ?????????? ???????? ??? ??????, ????????? ? ?? ??????????? ???????: ????????????? ???????? ?? ????????? ???????. ??????? ????? ????????????? ??? ??????????????? ???? ???????????? ? ???? ????????, ??????????? ??????? ?? ?????????? ????? ??? ??????? ????? ? ?????????? ????????. ???????? ???????????? ???????: ?????? ???????????? ????????? ???????????. ???????? ??????????? ??????? ?? ?? ????????? ?????????, ?????????, ???????, ?????, ?????, ????????? ???????? ?????? ? ??????? ??????????????? ????? ????????????, ????????? ? ?????????[1]. [1] Manuele, Fred A. On the Practice of Safety. John Wiley & Sons, 2003, Hoboken, NJ. ??????????????? ???????? AC No: 120-92

    10. ??????? ??????? ??????????? ??????? ??????? ???????????? ?????????, ??? ??????? ???? ?????????? ????? ????? ??? ????????? ?????? ????????? ?????? ?? ??????????? ?????? ? ?????????????? ?? ???? ???? ????? ?????? ??????, ??????????? ???????????? ???????? ????????? ?????????? ????????? ? ???????? ???????? ?????. Doc. ICAO 9859 ?????????? ??? ????????????????? ???????????? ?? ??????????? ? ?????????? ????????????. ??????? ??????????? ??? ???????????? ??????????????? ? ????????????????? ?????????, ???????????? ??? ?????????? ???????? ? ????? ? ?????????? ???? ?????. ??????????: ??? ?????????? ????????: ??????????????? ????????? ????????, ??????? (????????, ??????????????, ???????????????? ?????), ?????????. ?????? ?? ? ??. ISO 9000:2005

    11. ??????? ??????? ??????????? ??????? ??????? ??????????? (??) (management system) ??????? ??????????? ??????????? ?? ????? ???????? : Safety Management System (SMS) Security Management System (SeMS) Quality Management System (QMS) Enterprise Risk Management (ERP) Supplier Management System (SUMS) Environmental Safety Management System (ESMS) Occupational Health and SAfety management systems (OHSAS) ??????????????? ??????? ??????????? (Integrated Management Systems (IAMS) ??? ???????????? ?? ????? ???? ?????? ??????????? ???????????, ?????????? ??????????? ???? ??? ????? (?????????????) ?????????? ?? ??????? ???????????, ??????? ????????? ??? ???????? ???????????? ????????, ? ??????????????? ??? ?????? ?????.

    12. ??????? ??????? ??????????? ??????? ??????? ??????????? ???????? (???) Quality Management System (QMS) ??????? ??????????? ???????????? ??????? (????) (Safety Management System (SMS) ??????????? ? ?????????? ???????????? ????????????? ? ???????? (??????????) ?????? ????????: ???????????? ???????? ? ????? ? ??????? ????????, ???????????? ????????, ?????????? ?????????, ??????????? (??????????????) ???????? ? ????????? ????????. ISO 9000:2005

    13. ??????? ??????? ??????????? ??????? ??????????????? ??????? ??????????? ? ?????????

    14. ??????? ??????? ??????????? ??????? ??????????????? ??????? ??????????? (???) Integrated Management System (IMS)

    15. ??????? ??????? ??????????? ??????? ????? ?????????? ? ?? ?????? ???????? ?? ????? ???? ?????????? ??????????, ?? ??? ????? ????????? ????? ?????????????? ? ?????? ?????????, ? ??? ????? ???? ??????? ? ???????? ?????? ??? ?????????? : ??????????????? ??????????? ????????????? ??????????? ???????? ? ???????? ?????????? ???????? ??????????? ??????? ? ?????????????? ?????????????? ? ??????????????? ???????? ?????????? ?????? ???? ???????? (Publicly Available Specification (PAS) ??? ???????????, ? ?????? ????????????, ??? ?????????? ?????? ?? ???????????? ????? ?????????? ???? ?????????? ?? ?? ? ???????????? ?????????? ????? ????????????. ?????? ????? ????????: ?) ????????? ??????-??????????????; ?) ????? ????????? ?????? ? ?????????? ??????-??????; ?) ?????? ?????????? ????? ?????????; ?) ?????????? ???????????? ? ??????????; ?) ????? ??????????? ? ??????????? ??? ?????????? ????????, ??? ? ???????. ???? ???????? (Publicly Available Specification (PAS) ??? ???????????, ? ?????? ????????????, ??? ?????????? ?????? ?? ???????????? ????? ?????????? ???? ?????????? ?? ?? ? ???????????? ?????????? ????? ????????????. ?????? ????? ????????: ?) ????????? ??????-??????????????; ?) ????? ????????? ?????? ? ?????????? ??????-??????; ?) ?????? ?????????? ????? ?????????; ?) ?????????? ???????????? ? ??????????; ?) ????? ??????????? ? ??????????? ??? ?????????? ????????, ??? ? ???????.

    16. ??????? ??????? ??????????? ??????? ?????????? ? ??????? ????????? ??????????? ???? ???????? SMS ???????? ???????????? ???????????????? ????????????, ???? ????????, ??? ?? ???????? ????????? ?????? ??????????? ?????, ???? ?? ???????, ??? ???????, ??????? ????????? ?? ?????? ????????????? ???????, ?? ? ???????????????? ?????????????, ? ????? ????????????? ? ??????? ?????????? ?????. ??? ???????, ?? ?????????? ????? ??????????? ?????????, ????? ???, ???????? ???? ??????, ????????? ??? ?????, ??? ? ???????????? ???? ????? ???????????, ? ??????? ????? ??????????? ??????????????? ??????? ??????????. ??????? , ???????? SMS ??????? ??????????????? ? ?????? ??????????, ??????????? ? ?????? ??????? ????? ???????, ????? ??????????? ????? ??????????? ??????????? ??????????????? ??????? ???????????. ??????????????? ???????? AC No: 120-92 ?????? ?????? ?????????? ??? ??? AFS-800

    17. ??????? ??????? ??????????? ??????? SMS ? QMS ? ??????? ?????????? 12.1.1 ??? ???????????? ?????????? ????????????? ??????? ????????? ????????? ?????? ? ?????????? ????????, ???????? ? ???????? ? ??????? ??????????? ???????????? ???????, ??????????? ??????????? ??????? ????? ????? ? ???? ?????. ?????????? ?????? ?????????????? ???????? ?????????? ????????????? ??????? ??????? ????????????, ??????????????? ???????????, ??????????? ????? ? ??????????????? ????????. ??? ?????? ? ????????????? ???????????? ? ????????????? ???????????? ???, ??????????????? ???????????? ? ???? ???????, ????????? ???????? ?? ??????????? ????????????, ??? ???????? ???? ???????? ??????????? ???????????? ???????. ICAO DOC. 9859 ????? 12

    18. ??????? ??????? ??????????? ??????? SMS ? QMS ? ??????? ?????????? ??????????? ???? ???????? ?????????? ? ????????? ??????????????? ????????? ? ????????, ???????????? ?? ????????? ?????????? ???????? ? ????????/???????? ??????? ???????? ????? ? ???????. ??????????? QMS ???????? ?????????????? ??????? ??? ???????? ????, ??? ???????????? ????????? ???????????? ???? ? ??????????, ???? ??????? ???????, ????? ?????????.

    19. ??????? ??????? ??????????? ??????? SMS ? QMS ? ??????? ?????????? ???? ????? ?????????? ???????? QMS. 1) ?????????? ?? ???????????????? ???????; 2) ??????????????? ???????????; 3) ?????????? ?????????; 4) ?????????? ??????; 5) ????????? ?????? ? ?????????? ?? (?. 12.1.1) 6) ?????????? ????????? 7) ???????? ???????, ?????????? ?? ?????? 8) ?????????????? ????????? ? ????????????????? ?????????

    20. ??????? ??????? ??????????? ??????? ???????????? ??????? ?????????? ????????? ? ??????? ?????????????? ??????????? ???????????? ???????? ???

    21. ??????? ??????? ??????????? ??????? SMS ? QMS ? ??????? ?????????? ???? ?????? ???????? ??? ???????? ?? ???????????? ??? ? ???????? ? ??????? ????????.

    22. ??????? ??????? ??????????? ??????? SMS ? QMS ? ??????? ??????????

    23. ??????? ??????? ??????????? ??????? ??????? ?????????? ????????????? ??????? (????)

    24. ??????? ??????? ??????????? ???????

    25. ??????? ??????? ??????????? ???????

    26. ??????? ??????? ??????????? ??????? ?????????? ???????, ???????? ?? ???????????? ??????? ? ???????? ??????????? ???????? ???????????? ???????

    27. ??????? ??????? ??????????? ??????? ????? ?????????-????????? SMS

    28. ??????? ??????? ??????????? ??????? ???????? SMS-P ? ????????? ? ??????? ??????????? ?? ??

    29. ??????? ??????? ??????????? ??????? ???????? SMS-P ? ????????? ? ??????? ??????????? ?? ??

    30. ??????? ??????? ??????????? ??????? ?????? ?????????? SMS ???????? ???????????? ?, ????? ???????, ??????. ???????? ????? ? ????????? ????????????. ????????????? ???????????? ?????????????? ?????/?????. ?????????? ???????????? ?????????????? ???????????????? ? ???????????????. ?????????? ??????? ???????????.

    31. ??????? ??????? ??????????? ??????? ??????? ?????????? ????????????? ??????? (????)

    32. ??????? ??????? ??????????? ??????? ???????????????

    33. ??????? ??????? ??????????? ??????? ???????????????

    34. ??????? ??????? ??????????? ??????? ????????? ? ???? ???????????

    35. ??????? ??????? ??????????? ??????? ??????? ?????????? ????????????? ??????? (????)

    36. ??????? ??????? ??????????? ??????? ??????? ?????? ?? ???????????? ???????????? ??????? ?????????????? ??? ?? ?? ????????? ? ???? ????????????? / ??????????? ?????. (??. 10 ????) ???????? ???????????? ?????????????? ?????????????? / ???????????? ????? ? ????? ????????? ? ?????????? ??????????? ?? ???????????? ??????? (??. 10 ????) ???????? (?????) ???????????? ??????????????: ??? ?? ? ????????? ????????? ?? ??????????? ???????????? ? ?????????????? / ???????????? ????? ?? ????????? ? ?? ????. (?? 14 ????)

    37. ??????? ??????? ??????????? ??????? ?????????? ? ????????? (?????????), ?????? ? ????????

    38. ??????? ??????? ??????????? ???????

    39. ??????? ??????? ??????????? ??????? ??????? ?????????? ????????????? ??????? (????)

    40. ??????? ??????? ??????????? ??????? SMS ??? ??? ??? ????? ?????? ?????? ????????. ? ??????? ???????????? ?? ?????? ?????. ?? ???????????? ???????? ??????. ???? ???????? ??? ?????, ????? ?????????????? ???? ?? ???????, ??? ???????????? ????? ?????? ????????? ?? ??? ???????? ??????????? ????????????. 70% ??????????? ???????????? ????????? ??-?? ???????????? ??????. ???? ????????? ????????? ??? ??? ?????? ????.

    41. ??????? ??????? ??????????? ??????? ??? ????????? ?? ???????? ??? ?????????? SMS ?????????? ????????? ???? ?????????? ???? (SMS) ? ???????????????? ??????? ???????????. ??????????? ?? ????? ???????? ?? ???? ?????????? ?? ?????? ??????????? ????????, ???????????? ???????, ??????????? ????????????, ???????????? ? ?????? ????? ?? ????????????, ? ??? ?? ?????? ?????????? ????? (????????). ????? ??????????, ?? ?????? ??????, ????? ?? ??????? ????????????????? ?????????? ICAO ?? ?????????? ?????????????. ?????? ????? IATA

    42. ??????? ??????? ??????????? ??????? ??????? ????? ?? ???????????? ?? ?????? ????????? ????????, ?? ???????????? ???????? ?????????? ??????? SMS ? ?? ???????????? ????? ??????????? ????? ????????? SMS ??? ?? ? ?????????? ? ?????????????? ?????????, ??????? ????? ????????? SMS ? ??????

    43. ??????? ??????? ??????????? ??????? ?? ?? ??????? ?????? ??? ???. ????????? ???? ???????????? / ?. ??????/

    44. ??????? ??????? ??????????? ???????

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