'Compliance policies' diaporamas de présentation

Topics of interest & risk in our industry today

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Briefing: MSA Compliance Audits Date: 23 March 2007 Time: 0800 - 0850

Briefing: MSA Compliance Audits Date: 23 March 2007 Time: 0800 - 0850. Objectives. Understand the basic elements of a Compliance Plan Understand why being compliant is important Understand why Auditing and Monitoring is important Know where to find your Minimum Internal Controls

296 views • 11 slides

22-question online survey Fielded January-April 2012

Smarsh surveyed financial services compliance professionals to understand the state of electronic communications compliance. 22-question online survey Fielded January-April 2012 209 respondents with compliance-related responsibilities

174 views • 11 slides

Making FEW the Organization of Choice for Leadership, Equity, and the Advancement of Women

Presented by: Michelle A. Crockett Vice President for Compliance Federally Employed Women February 2, 2012. Making FEW the Organization of Choice for Leadership, Equity, and the Advancement of Women. What is Compliance.

197 views • 7 slides

Compliance Management Software: Smart Way to Implement Compliance Across Entire Organization

What such a business needs is a centralised compliance management system that ensures that all the business policies and practices comply with the necessary laws and regulations. Lack of such a system could not only result in violations, but may also lead to a decline in the expected quality of products and services.

151 views • 1 slides