After Action Report & Improvement Plan (AAR/IP) Elizabeth Jane Tangwall Office of Emergency Preparedness

1. After Action Report & Improvement Plan (AAR/IP) Elizabeth Jane Tangwall Office of Emergency Preparedness

2. After Action Report and Improvement Plan (AAR/IP) Timelines Day 1 -- the day after the end of the incident or exercise Day 30 -- expect to have a draft for review Day 60 -- the improvement plan table has been reviewed/edited, corrective actions identified and assigned Day 90 -- upload to federal sites if required

3. After Action Report and Improvement Plan (AAR/IP) Content sources Documents created during the incident or exercise paper copy of forms notes on a whiteboard or easel e-mails electronic copies of ICS forms (including situation reports and individual or unit activity logs) and folders of information shared in X: drive

4. After Action Report and Improvement Plan (AAR/IP) Content sources Hotwash notes (multiple hotwashes!) Participant feedback Individual e-mails Survey data spreadsheets

5. After Action Report and Improvement Plan (AAR/IP) Content sources Verbal and handwritten comments Electronic data from rapid notification systems (MIR 3) Individual group’s AAR/IPs

6. After Action Report and Improvement Plan (AAR/IP) Content sources Exercise Plan (ExPlan) and Controller and Evaluator (C/E) Handbook Evaluator’s notes Controller and evaluator debriefing notes Subject matter experts (authors)

7. After Action Report and Improvement Plan (AAR/IP) Format for the document Homeland Security Exercise and Evaluation Program (HSEEP) HSEEP template MDH’s Very Brief AAR/IP

8. After Action Report and Improvement Plan (AAR/IP) Cover Page Specific Incident or Exercise Name Date of the Incident or Exercise Date Published Watermark the document as a draft or place “draft document—do not distribute” in the footer until finalized.

9. After Action Report and Improvement Plan (AAR/IP) Handling Instructions Contents

10. After Action Report and Improvement Plan (AAR/IP) Executive Summary Audience Agency leadership, response partners, funding sources Purpose Why the response or exercise was necessary How it benefits the agency and community

11. After Action Report and Improvement Plan (AAR/IP) Executive Summary Concise description When and where the incident or exercise occurred Who supported the incident or exercise Who was involved Significant actions and decisions

12. After Action Report and Improvement Plan (AAR/IP) Executive Summary Goals and Objectives List of the Target Capabilities addressed in the response or exercise List of the incident or exercise objectives Identify the Strengths demonstrated (3 to 5) List of the key areas for improvement (3 to 5) especially if additional financial support is needed for equipment or training

13. After Action Report and Improvement Plan (AAR/IP) Incident or Exercise Overview Exercise Name- should be specific and include the date Type of Exercise – real incident/ functional/ full-scale Exercise Date – include the time of start and ending

14. After Action Report and Improvement Plan (AAR/IP) Incident or Exercise Overview Duration – how many days Location -- Venue name and address Sponsor – MDH / HHS / CDC / DHS Program – Pandemic Influenza, Public Health Preparedness, Healthcare Preparedness Program

15. After Action Report and Improvement Plan (AAR/IP) Incident or Exercise Overview Mission – Common, Prevent, Protect, Response, Recover Capabilities – 37 Target Capabilities Scenario Type – Chemical/ Biological/ Radiologic/ Natural/ Explosive.

16. After Action Report and Improvement Plan (AAR/IP) Incident or Exercise Overview Planning team (exercise) – all or key leaders Participating organizations – agencies and organizations, some individuals Number of participants – Responders or players, evaluators, controllers (not observers)

17. After Action Report and Improvement Plan (AAR/IP) Incident Summary Brief summary of what occurred in the incident including key decisions and actions Incident response goals and objectives

18. After Action Report and Improvement Plan (AAR/IP) Exercise Design Summary Exercise Purpose and Design -- brief description of how the planning team put the exercise together including the planning team meetings Exercise Objectives, Capabilities, and Activities –List of the exercise objectives, their associated Target Capability and Exercise Evaluation Guide (EEG)

19. After Action Report and Improvement Plan (AAR/IP) Analysis of Capabilities Target Capability–for each one demonstrated Observation–description of a situation, decision or action Analysis–How and why it happened this way Recommendation(s)–What needs to be improved?

20. After Action Report and Improvement Plan (AAR/IP) Conclusion A brief statement as to why this exercise (or what aspects of the response) were beneficial and how this experience will improve plans, policies, and procedures; train people in the future; or provide additional resources.

21. After Action Report and Improvement Plan (AAR/IP) Appendices Improvement Plan Table Acronyms Lessons Learned (optional) Participant Feedback Summary (optional) Incident or Exercise Events Summary Table (optional)

22. After Action Report and Improvement Plan (AAR/IP) Improvement Plan Table From the Analysis of CapabilitiesSection Capability—Observation—Recommendations Corrective actions, assignment, and due dates are completed by decision-makers in the After Action Conference.

23. After Action Report and Improvement Plan (AAR/IP) During the After Action Conference Recommendations are reviewed, accepted, edited or rejected Corrective actions are identified and assigned (by position not by name) Due dates are identified Completion and retest <180 days.

24. After Action Report and Improvement Plan (AAR/IP) MDH Improvement Plan Improvement Plan table from each exercise or incident AAR/IP are transferred into the MDH Improvement Plan Excel Workbook listed chronologically.

25. After Action Report and Improvement Plan (AAR/IP) Questions? Resources: MDH Workspace>Preparedness and Response Tools>Exercises (Toolkit for templates) HSEEP website https://hseep.dhs.gov/pages/1001_HSEEP7.aspx