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Inclusion of Children in Human Subjects Research: Guidelines and Considerations

This document outlines the decision tree for the inclusion of children in human subjects research, emphasizing the necessity of adhering to ethical standards even when exemptions apply. It discusses various scenarios for including children, from representing both children and adults to instances where excluding certain age ranges is justified. The guide underscores the importance of detailing inclusion plans, rationales for exclusions, and ensuring that research teams are equipped to manage children's involvement adequately. Ultimately, it aims to uphold the scientific integrity and ethical compliance in research involving minors.

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Inclusion of Children in Human Subjects Research: Guidelines and Considerations

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  1. Decision Tree for Inclusion of Children in Human Subjects Research Human Subjects involved (even if exempted under 45 CFR 46)? NO Inclusion policy does not apply YES Inclusion policy applies despite exemption • What is the representation of children and adults? Is representation of children acceptable? • 1. Both children and adults are included in scientifically appropriate numbers and • with appropriate age ranges for children? (Code C1: both adults and children) • 2. Only children are included? (Code C2: children only) • 3. All or some age ranges of children are excluded because one of the following exceptions applies? • The research topic is irrelevant to children • Laws or regulations bar inclusion of children in the research • The data already exists or is being obtained for children (must document); duplicative studies are unnecessary • A separate, age-specific study in children is preferable (e.g., conditions are rare in childrenvs. adults; most eligible subjects already enrolled in nationwide study; study design issues preclude applying hypotheses/interventions to both groups in parallel fashion) • Existing data in adults is insufficient to judge risks in children • Proposal is to obtain follow-up data on a prior adult study which enrolled no children • Other special cases acceptable to the review group and Institute Director. • (Code C3: adults only; or may be Code C1: both adults and children, though participation of children is limited) • 4. Representation of children in specimens or datasets cannot be accurately determined and • this does not compromise the scientific objectives? (Code C4: children representation unknown) YES NO Acceptable C1A, C2A, C3A, or C4A Describe: inclusion plan, rationale for any age range exclusions, suitability of team and facilities for dealing with children, plans for meaningful analysis of differential effect. State why this is scientifically acceptable. Unacceptable C1U, C2U, C3U, or C4U Negative impact on score Describe inclusion plan, rationale for any age range exclusions, suitability of team and facilities for dealing with children, plans for meaningful analysis of differential effect. State why this is scientifically unacceptable. NIH/OER April 26, 2001

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