Agenda

1. Agenda Welcome & Introductions Lunch Delegation Objectives US Policy Overview Jim Creevy, NEMA US Activities in Smart Grid Paul Molitor, NEMA Industry Perspective Ed May, Itron

2. The National Electrical Manufacturers Association (NEMA) International Perspectives on Smart Grid Gene Eckhart, Director of International Trade Paul Molitor, Director of Smart Grid

3. About NEMA • Trade Association for Electrical and Medical Imaging Manufacturers • Founded in 1926 • Headquarters in Rosslyn, VA • Field Offices in Beijing and Mexico City • ~100 Professional Staff • Government Services, Technical Services, Business Information Services • Medical Imaging Technology Association (MITA) • ~450 Member Companies • ANSI Accredited Standards Development Organization

4. NEMA History in Standards Development • Promotes development and maintenance of product standards—domestic, regional, international • 236 NEMA Standards Publications • 266 American National Standards • 72 Council for Harmonization of Electrotechnical Standards of the Nations of the Americas (CANENA) harmonization projects supported by 24 Sections • 28 Tri-National and 13 Bi-National standards • 5 International Electrotechnical Commission (IEC) Secretariats • 56 IEC and 6 ISO Technical Advisory Groups (TAGs) • 300+ NEMA representatives on committees of other organizations • NEC Code Making Panels, National Electric Safety Code (NESC)

5. NEMA Board of Governors Craig W. Ashmore, Emerson Electric Co. William J. Boehm, Connector Manufacturing Co. Theodore D. Crandall, Rockwell Automation Christopher B. Curtis, Schneider Electric NA Daryl D. Dulaney, Siemens Industry, Inc. Zia Eftekhar, Philips Professional Luminaires North America John W. Estey, S&C Electric Company David J. FitzGibbon, ILSCO Corporation Gabriel J. Garza-Herrera, Prolec, Mexico Mark J. Gliebe, Regal Beloit Corporation Susan W. Graham, Elantas, PDG, Inc. Thomas S. Gross, Eaton Corporation Kirk S. Hachigian, Cooper Industries, Inc. Donald J. Hendler, Leviton Manufacturing Co., Inc. Gregory B. Kenny, General Cable Rick Leaman, OSRAM SYLVANIA Peter McIlroy II, Robroy Industries, Inc. Vernon J. Nagel, Acuity Brands Lighting Michael W. Pessina, Lutron Electronics Company, Inc. Dominic J. Pileggi, Thomas & Betts Corporation Timothy H. Powers, Hubbell Incorporated Luis M. Ramirez, GE Energy Kenan E. Sahin, PhD, TIAX LLC Enrique O. Santacana, ABB Inc. Gregory M. Sebasky, Philips Healthcare John P. Selldorff, Legrand North America John M. Stropki, Lincoln Electric Maryrose Sylvester, GE Lighting Stuart W. Thorn, Southwire Company Malcolm Unsworth, Itron, Inc.

6. NEMA Governance Structure NEMA Board of Governors Div 1INDUSTRIALAUTOMATIONDIVISION Div 2LIGHTINGSYSTEMSDIVISION Div 3 ELECTRONICSDIVISION Div 4 SECURITY IMAGING & COMMUNICATIONS Div 5 BUILDING SYSTEMS DIVISION Div 6 INSULATING MATERIALS DIVISION Div 7 WIRE & CABLE DIVISION Div 8POWER EQUIPMENT DIVISION Div 9MEDICAL IMAGING & TECHNOLOGY 1CM 2BL 3DB 4IIC 5CT 6IM 7HW 8CC 9MII 1EW 2EM 3DC 5EN 6LD 7MO 8CP 9MS 1IS 2LC 3MS 5FB 6MW 7WC1 8EI1 9NU 1MG 2LE 3SB 5FU 7WC2 8EI3 9RT 1PE 2LL 3SB2 5HC 7WC3 8TP1 9UD 2SL 3TS LVDE 8TP2 9XR 5OS 8HV 5PP 8LA 5PR 8SG 5RN 5TC 5WD

7. NEMA Product Groups Industrial Automation Division 1CM Carbon/Manufactured Graphite 1EW Arc Welding 1IS Industrial Automation Control 1MG Motor and Generator 1MG-6 Small Machine Motor Group 1PE Power Electronics Lighting Systems Division 2BL Ballast 2EM Emergency Lighting 2LC Lighting Controls 2LE Luminaire 2LL Lamp 2SL Solid State Lighting Electronics Division 3DB Dry Battery 3DC Residential & Commercial Controls Electronics Division (continued) 3SB Signaling Protection and Comm. 3SB-2 Health Care Communications 3TS Transportation Mgt. Systems Industrial Imaging Division 4II Industrial Imaging and Comm. Building Systems Division 5CT Cable Tray 5EN Enclosures 5FB Conduit Fittings 5FB-2 Cable Ties 5FU Fuse 5HC Health Care Facility Equipment 5HB High Performance Buildings 5LVDE Low Voltage Distr. Equipment 5OS Outlet and Switch Box

8. NEMA Product Groups Building Systems Division (continued) 5PP Ground Fault Personnel Protect. 5PR Pin & Sleeve Plug 5RN Steel Rigid Conduit 5TC Polymer Raceway Products 5VS Low Volt. Surge Protective Devices 5WD Wiring Device Insulating Materials Division 6IM Insulating Materials 6LD Decorative Laminate 6MW Magnet Wire Wire and Cable Division 7HW High Performance Wire and Cable 7MO Modular Wire 7WC-1 Building Wire 7WC-2 Power & Control Cable 7WC-3 Flexible Cords Power Equipment Division 8CC Electrical Connector 8CP Capacitor 8EI-1 Electricity Metering Group 8EI-3 Meter Mounting/Test Equipment 8TP-1 Dry Type/Specialty Transformers 8TP-2 Transformer 8HV High Voltage Insulator 8LA Surge Arrester 8SG Switchgear Medical Imaging and Technology Alliance 9MII Medical Imaging Informatics 9MS Magnetic Resonance 9NU Nuclear 9RT Radiation Therapy 9UD Ultrasound Imaging 9XR X-Ray Imaging Products

9. What is Smart Grid? For everywhere we look, there is work to be done. The state of our economy calls for action, bold and swift. And we will act, not only to create new jobs, but to lay a new foundation for growth. We will build the roads and bridges, the electric grids and digital lines that feed our commerce and bind us together. Inauguration Address, Jan. 20, 2009 So that's why today, I'm pleased to announce that under the Recovery Act, we are making the largest-ever investment in a smarter, stronger, and more secure electric grid. This investment will come in the form of 100 grants totaling $3.4 billion -- grants that will go to private companies, utilities, cities, and other partners who have applied with plans to install smart grid technologies in their area. Remarks by the President on Recovery Act Funding for Smart Grid Technology, October 27, 2009

10. Origins in the U.S. • The Blackout of 1965 • 25 million people affected • 80,000 square miles • Congressional Hearings • Cites lack of R&D in Electric Power • Creation of Electric Power Research Institute (EPRI)

11. Origins of Smart Grid • The Blackout of 2003 • 55 million people affected • 110,000 square miles • Congressional Hearings • Environmental Protection Act of 2005 • FERC charged with mandating reliability stds • Energy Independence and Security Act of 2007 (EISA) • Title XIII – Smart Grid

12. Energy Independence & Security Act of 2007 • Increase Use of Digital Controls • Dynamic Optimization • Integrate Distributed Resources • Demand Response • Smart Metering • Smart Appliances • Storage and Peak Shaving • Customer Control • Communications Standards • Reduce Market Barriers SEC.1301. “It is the policy of the United States to support the modernization of the Nation's electricity transmission and distribution system to maintain a reliable and secure electricity infrastructure that can meet future demand growth and to achieve each of the following, which together characterize a Smart Grid:”

13. Energy Independence & Security Act (EISA)Title XIII, Section 1305 • Smart Grid Interoperability Framework • (a) Interoperability Framework - The Director of the National Institute of Standards and Technology shall have primary responsibility to coordinate the development of a framework that includes protocols and model standards for information management to achieve interoperability of smart grid devices and systems. Such protocols and standards shall further align policy, business, and technology approaches in a manner that would enable all electric resources, including demand-side resources, to contribute to an efficient, reliable electricity network. In developing such protocols and standards-- • (1) the Director shall seek input and cooperation from the Commission, OEDER and its Smart Grid Task Force, the Smart Grid Advisory Committee, other relevant Federal and State agencies; and • (2) the Director shall also solicit input and cooperation from private entities interested in such protocols and standards, including but not limited to the Gridwise Architecture Council, the International Electrical and Electronics Engineers, the National Electric Reliability Organization recognized by the Federal Energy Regulatory Commission, and National Electrical Manufacturer's Association

14. Map of EISA Responsibilities

15. The Federal Energy Regulatory Commission (FERC) Smart Grid Policy, Final Rule (18 CFR Chapter 1) Four key grid functionalities: Wide Area Situational Awareness Demand Response Electric Storage Electric Transportation The National Institute of Standards and Technology (NIST) Framework and Roadmap Release 1.0 FERC List plus: Advanced Metering Infrastructure Distribution Grid Management Cybersecurity Network Communications Other Sources & Descriptions

16. Other Sources & Descriptions International Electrotechnical Commission (IEC) Distributed Energy Resources (DER) Substation Automation Distribution Automation Distribution Management Systems Blackout Prevention & Event Management High-Voltage Direct Current (HVDC) & Flexible AC Transmission Systems (FACTS) • Standards Management Board, Strategy Group 3 (SMB-SG3) Report on Smart Grid • Electromobility (Electric Transportation) • Electric Storage • Smart Home • Demand Response • Advanced Metering Infrastructure

17. The Bottom Line… Regardless of the source, the definition of the Smart Grid comes down to two key functions: • Two-way flow of electricity • Two-way flow of communications

18. Release 1.0 January, 2010 25 Standards identified for implementation 50 Standards designated for further review 15 Priority areas identified for new standards activity Now 19 NIST Special Publication 1108

19. NIST Conceptual Model for Smart Grid

20. BACNET (ASHRAE 135-2008/ISO 16484-5) ANSI/NEMA C12 Suite: .1, .18, .19, .20, .21 ANSI/CEA 709 and CEA 852.1 LON Protocol Suite DNP3 IEC 608760 / TASE.2 IEC 61850 Suite IEC 61968/61970 Suites IEEE C37.118 IEEE 1547 Suite IEEE 1588 Internet Protocol Suite Multispeak Open ADR OPC-UA Industrial Open Geospatial Consortium Geography Markup Language (GML) Zigbee/Homeplug Smart Energy Profile 2.0 25 Recommended Standards Demand Response Meters Substations

21. Open HAN AEIC Guidelines version 2.0 Security Profile for Advanced Metering Infrastructure v.1.0 DHS National Cyber Security Catalog of Control Systems Security DHS Cyber Security Procurement Language for Control Systems IEC 62530 Parts 1-8 IEEE 1686-2007 NERC CIP 002-009 NIST Special Publication (SP) 800-53, NIST SP 800-82 25 Recommended Standards, continued Security Security

22. ANSI C12.22, .23, .24 GPS & SPS Homeplug AV & Homeplug C&C IEEE 61400-25 Communication and Control of Windpower Plants G.Hn IEEE P1901 – PLC ISO/IEC 8824 & 12139-1 IEEE 802 Family 3GPP (2G, 3G, 4G Cellular) Wireless IEEE P2030 SAE J1772 Electrical Connector SAE J2836/1-3 Use Cases for PEV Interactions SAE J2847/1-3 Communications for PEV W3C US Dept. of Transportation NTCIP 1213 – Intelligent Transportation Systems Cyber Security ISA SP99, ISO 27000, NIST FIPS 140-2, OASIS WS Suite Selected Additional Standards EV Wired & Wireless

23. Smart Meter Upgradeability Internet Protocol Wireless Networking Common Price Model Common Scheduling Meter Data Profiles Common Semantic Model Electric Storage Distribution Management Demand Response Energy Usage Info Electric Transportation Info Mgmt. Mapping Time Synch Trans. & Dist. Models Power Line Carrier Communications Wind Plant Communications Facility Smart Grid Model Smart Energy Profile Transition SGIP Priority Action Plans

24. Public-Private Partnership for Smart Grid • Industry Consortium • Smart Grid Interoperability Panel (SGIP) • 600+ member companies • 1,700+ individual participants • Governing Board Structure • Charter & Elected Representation • Open to International Participation • www.SGIPweb.org

25. SGIP Structure

26. IEC vs NIST – Object Models IEC NIST Generation Bulk Power Producers Transmission Long-Haul Distribution Consumer Providers Markets Utility to Utility Operations Power Control & Management Service Providers Non-Utility Services • Generation • Harmonic Control, Fluctuations, and Renewable Integration • Power Grid • Substation Automation, Power Quality, Energy Management System, Distribution Management, Smart Meter, … • Consumer/Prosumer • Smart Consumption, Smart Homes, and Building Automation. • Communication • Syntax, Semantics, and Security

27. Top-Down Approach Use Cases and Architecture Applications AMI Blackout Prevention/EMS Distributed Energy Resources Demand Response Distribution Automation Distribution Management Systems Electromobility Electric Storage HVDC/FACTS Smart Home Substation Automation Bottom-Up Approach Stakeholder Forums Applications AMI Cyber & Physical Security Demand Response (DR) Distribution Grid Management Electric Transportation Electric Storage Network Communications Wide Area Situational Awareness (WASA) Common Application Areas IEC NIST

28. NEMA International Activities US NIST/ DOE Framework & Roadmap 75 standards Canada NEB, SCC Infra. 2020 Clean Energy Fund Mexico CFE, ANCE, IIE Developing Processes China SAC, SGC, CEEIA Developing Processes EU CENELEC, IEC, ETSI Manifesto Globally Harmonized Standards

29. US Dept. of CommerceSmart Grid North America Program • United States • US Dept. of Commerce, Market Development Cooperator Program (MDCP), International Trade Administration (USTDA), National Institute of Standards and Technology (NIST), In-country Commercial Services via US Embassy • Mexico • Consejo de Armonización de Normas Electrotecnicas de las Naciones de las Americas (CANENA), Comisión Federal de Electricidad (CFE), Asociación Nacional de Normalización y Certificación del Sector Eléctrico (ANCE), Cámara Nacional de Manufacturas Eléctricas (CANAME), Instituto de Investigaciones Eléctricas (IIE) • Canada • Electro-Federation Canada, CSA International, National Energy Board, Canadian Electricity Association, Standards Council of Canada, Canadian Manufacturers & Exporters, Natural Resources Canada, Provincial Utilities

30. Important Links • www.nema.org/smartgrid • www.nist.gov/smartgrid • www.energy.gov Questions?