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Chris Luras Director of Compliance Risk Analysis & Enforcement

Chris Luras Director of Compliance Risk Analysis & Enforcement. 2014 Compliance Risk Analysis & Enforcement Update June 3, 2014 Salt Lake City, Utah. Agenda. Overview of recent changes Reliability Assurance Initiative (RAI) progress report. How has WECC Enforcement evolved?. Reliability.

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Chris Luras Director of Compliance Risk Analysis & Enforcement

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  1. Chris LurasDirector of Compliance Risk Analysis & Enforcement 2014 Compliance Risk Analysis & Enforcement Update June 3, 2014 Salt Lake City, Utah

  2. Agenda • Overview of recent changes • Reliability Assurance Initiative (RAI) progress report

  3. How has WECC Enforcement evolved? • Reliability • Process Violations 2008

  4. How has WECC Enforcement evolved? • Reliability • Process Violations • Implement streamlining tools • Reliability Focused Initiatives/ Processes 2013

  5. How has WECC Enforcement evolved? • Reliability • Process Violations • Implement streamlining tools • Reliability Focused Processes/RAI 2014 and beyond

  6. Enforcement

  7. Compliance Risk Analysis Enforcement

  8. Department Org Chart

  9. Why the separation? • Duties have not changed • Distinguish different roles • Emphasize goal of applying a risk-based approach to monitoring & enforcement • Focus Keshav’s team on both reactive and proactive solutions • Position WECC to respond to NERC RAI initiatives

  10. Process Overview RAI

  11. RAI Progress Report • Risk-based strategy • Developed and approved common framework • Finalizing risk assessment and internal controls process • Self Report Guidance • Issued guidance to improve self reports and mitigation plans • Enforcement Evolution • Piloting compliance exception process • Evaluating self report aggregation process • Risk Integration • Integrating internal controls evaluation with monitoring and enforcement activities

  12. Chris Luras Director of Compliance Risk Analysis & Enforcement cluras@wecc.biz 801-883-6887 Questions?

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