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LogixData’s SEC Analyzer Platform

LogixData’s SEC Analyzer Platform . June 6, 2013. COMPREHENSIVE RESEARCH COMPLIANCE & DISCLOSURE. 2013 4M+ Comments & Responses 15M+ Filings 24M+ Exhibits 2001 - Founded. Disclosure Research Across Accounting Practice Areas. Human Resources. RISK. EXEC COMP. HR.

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LogixData’s SEC Analyzer Platform

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  1. LogixData’sSEC Analyzer Platform June 6, 2013

  2. COMPREHENSIVE RESEARCH COMPLIANCE & DISCLOSURE 2013 4M+ Comments & Responses 15M+ Filings 24M+ Exhibits 2001 - Founded

  3. Disclosure ResearchAcross Accounting Practice Areas Human Resources RISK EXEC COMP HR Competitive Intelligence

  4. Consolidates ResearchAcross Corporate Departments COMPETITIVE INTEL Legal & GOVERNANCE Debt Registrations M&A HR TAX

  5. Consolidates ResearchAcross Legal Practice Areas COMPETITIVE INTEL GOVERNANCE CAPITAL MARKETS M&A HR TAX

  6. SEC Analyzer PlatformComplete SEC Research • Full Text Topic Search • Threaded Dialogs • X-ref to ASC & SEC Guidance • Trend Charts and Filters • SEC • SRO • PCAOB • Disclosure Examples • Exhibits • Q or K financial exports • Business Development • Trend Charts • Competitive Intel • Client Info • 5 Years Data • Links to all Filings • Quality Assurance • Audit Trail • Issues Report • Peer Research • Committee data • Qualifications • Bios • 12 Years – all US Companies • 10-K, 10-Qs, 8-Ks • MD&A and Earnings • Charts/Graphs • Details on Roll Ups • Salary & Other Comp • Industry Benchmarks

  7. Filing DigitizationCreatesRelationships & Structure • Delivers Granularity for Searching and Navigation • Document > Sections • Headings & Paragraphs • Phrases > Words • Comments Response Dialog Keyword Note Benefits: Accuracy

  8. Table DigitizationCreatesNumerical Relationships Delivers Granularity and Accuracy Recognizes numbers as words or digits • Creates the relationship between the Filing + Sectionand the Table Name . . . to deliver accurate financial analysis. • Row • Column • 3. Intersecting Cell Value Benefit: Accuracy

  9. Intelligent Searching • Embedded Rules for Relevance • Clusters Context & Topic • Root Word Variations • Auto-Stemming Benefit: Easy to use

  10. Normalization

  11. Pinpoint Accuracy • Granularity of Content Research • Section Searching • Matching Paragraphs • Navigation Outlines • Section Export

  12. Visual FilteringSimplifies SEC Research • Company Categories • Reduces Research time by up to 70%

  13. Visual FilteringSimplifies SEC Research • Form , Items & Notes • Reduces Research time by up to 70%

  14. Simple Yet Powerful Unified Interface Each Module – Similar Search Card Easy Navigation between Modules without Loss of Results

  15. Simple Search Card 4 Basic Fields have Multiple Options 8 Company-Based Options + Ticker/CIK/Name Unique Filters = SEC Office, Auditor, Law Firm and Accounting Standard

  16. Drilling Down Form Options + Content Easy Navigation & Selections 10 Forms criteria

  17. Notes to Financials Normalized and Categorized Full text search with a specific Note/Clause.

  18. Risk Factors Normalized and Categorized Search across all Factors

  19. Risk Factors Review Results Auto stemming – no wild cards needed

  20. Risk Factors Trends & Locations Trends identify the frequency and location of keywords within Risk Factors. Select a Factor to review the language.

  21. Section Search 10 Forms search within specific sections IPOs Domestic Mergers & Debt Employee Benefit Plans Foreign Filings Real Estate

  22. Section Search Proxy – Item Search Select multiplespecific sections

  23. Law Firm Search Competitive Intelligence IPOs, Secondary Offerings, Geography & Industry

  24. Audit Firm Search Competitive Intelligence Audits, Assurance, Other Services, Regional & Industry

  25. Easy Tabbed Navigation

  26. Exhibit Searching Sample Contracts & Precedent Authority Search – View - Compare - Download

  27. Exhibit Searching Portal – Company Specific Search – View - Compare - Download

  28. Comparing Content Any 2 documents Previews/hits in context , Note sections, Risk factors, Exhibits, & Filing to XBRL

  29. Download Options Filings, Exhibits, Sections, Hits in Context & Financials

  30. Financial Data Download Fast, Easy, Perfectly Formatted

  31. SEC Comments & Responses Topic search with keyword or phrases Threaded Dialog on Topic X-ref to comment / response / question header / filing type / dates Filter by Auditor Answer Question

  32. SEC Comments & Responses Threaded Dialog on Topic Color Coded – Multiple Round Questions Narrative View and Export

  33. SEC Comments & Responses What’s Hot & What’s Not Trends for Topic Search Results Industry, Filer Status, Accounting Method, SEC Reviewing Office Use this information to help your client avoid mistakes that others have made in IPOs, mergers, debt registrations and annual filings.

  34. Audit Fees Competitive Intelligence By Industry – Filer Status – Auditor- Accounting Method

  35. Audit Fees Competitive Intelligence

  36. Audit Fees Comparing Fees

  37. Executive & Director Compensation Research Disclosure Module • Proxy Form & Section Search • Keywords & Phrases

  38. Executive & Director Compensation Topic Trends • Filter for Filings with SEC Comments • Red Flag

  39. Executive & Director Compensation Coming Soon . . . Data & Analysis

  40. Executive & Director Compensation Data and Analysis Salary, Bonus, Cash Compensation, At Risk, Pay Mix %, Stock Options, Restricted Stock Awards, LTIP, Ownership, Grants as a% of CSO, Options Face Value, Paper Gain as Of

  41. Executive & Director Compensation Data and Analysis Industry-Peer Benchmarks

  42. Corporate Governance FULL TEXT SEARCH COMPANY OPTIONS PROXY SECTIONS

  43. Corporate Governance TRENDS BY INDUSTRY

  44. Corporate Governance Coming Soon . . . Data & Analysis • Committees • Membership • Chair • Qualifications • Independence • Compensation Agreements • Stock Awards • Charters • Reports • Links to Sources

  45. XBRL Quality Assurance

  46. Identifies Missing Pieces

  47. XBRL Liability Analysis Benefits • Prior to Submission • Table Validation • Footnote Text & Level 1- 4 tags • Identifies Issues at All Levels • Identifies Sign Changes • Missing Calculations • Missing Elements • Unused Extensions • Results • Comprehensive Report • XBRL that’s Accurate, Complete Consistent • Audit Trail and Documentation for Senior Management, Audit Committee and SEC Reviewers

  48. XBRL Liability Report Full Details Multi-sheet Workbook

  49. Why Test XBRL Every Time? • Changes from Period to Period • New 2013 taxonomy changes • New tables • New footnote tagging • New risk factors • New disclosures • Unlimited check during preparation process • Confident in Accuracy

  50. LogixData XBRL Analysis Who’s smiling now? • CEOs • CFOs • VP Finances • Corporate Controllers • External Reporting • Audit Partners/Firms • The SEC XBRL Liability Analysis Mitigates your SEC Disclosure Risk

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