E N D
1. September 9, 2006
P.A. Takuji FUKASAWA
http://www.tmi.gr.jp/ JAT September Meeting
2. (C) 2006 TMI Associates 2 Quick Tour of TMI Associates Location
- Roppongi Hills, Tokyo, Japan
- Mori Tower 23rd floor
People
- 102 General Attorneys
- 36 Patent Attorneys
- 11 Foreign Attorneys
- 17 In-house Translators
- more than 300 members in total
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9. (C) 2006 TMI Associates 9 ????????????? http://www2s.biglobe.ne.jp/~tamsite/TOKKYO.htm ?????????????????????????????? ???6-197987
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15. (C) 2006 TMI Associates 15 ??(???????:IPDL)http://www.ipdl.ncipi.go.jp/homepg.ipdl ??·????·??·??
16. (C) 2006 TMI Associates 16 ????(?????HP)http://courtdomino2.courts.go.jp/chizai.nsf/$About
17. (C) 2006 TMI Associates 17 ????????????(1) ???????????
http://www.jpo.go.jp/tetuzuki/index.htm
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18. (C) 2006 TMI Associates 18 ?????????
19. (C) 2006 TMI Associates 19 ?????
20. (C) 2006 TMI Associates 20 ????
21. (C) 2006 TMI Associates 21 Overview of Patent Prosecution
22. (C) 2006 TMI Associates 22
23. (C) 2006 TMI Associates 23 I. Requirements for Description & Claims
24. (C) 2006 TMI Associates 24 Description
-§36 (4) (i)
Enablement Requirement
*The detailed description shall
state the invention in a clear
and sufficient manner for the inventions
to be carried out by a person skilled in the art.
- In a manner that such person can
understand how to carry out the claimed inventions.
- Embodiments & Examples
-‘Carry out’ means to make and use
the product or process of the claimed inventions. I. Requirements for Description & Claims cont’d
25. (C) 2006 TMI Associates 25 I. Requirements for Description & Claims cont’d Description
-§36 (4) (ii)
Information Disclosure Requirement
* If the applicant knows any references
relevant to the invention at the time of filing,
information about these references must be disclosed.
Rejection !
Add bibliographic information (Publication #, etc.)
But technological explanations of the reference
cannot be added.
* Not listed among the reasons of Invalidation!
* No penalty due to failure of fulfilling the requirement!
26. (C) 2006 TMI Associates 26 Claims
-§36 (6) (i)
Claimed inventions must be described
in the description.
-§36 (6) (ii)
Claimed inventions must be clear.
-§36 (6) (iii)
Claim statements must be concise.
-§36 (6) (iv)
Rules for claim drafting. I. Requirements for Description & Claims cont’d
27. (C) 2006 TMI Associates 27 II. Accelerated Examination
28. (C) 2006 TMI Associates 28 II. Accelerated Examination cont’d Conditions to Request AE
29. (C) 2006 TMI Associates 29 II. Accelerated Examination cont’d Conditions to Request AE
30. (C) 2006 TMI Associates 30 II. Accelerated Examination cont’d ‘Patent Examination Highway’ Scheme
- If the application is granted a patent in one
country, the corresponding application may be
granted an accelerated examination in other countries
upon request by submitting prosecution documents.
When?
- JPO and USPTO have agreed to start the test program
in July 2006 for 1yr.
- EPO is not in this test program.
Action?
- JPO started accepting requests for the test program
on 3 July 2006.
31. (C) 2006 TMI Associates 31 III. Rejections
32. (C) 2006 TMI Associates 32 III. Rejections (Overview)
33. (C) 2006 TMI Associates 33 III-1. Final Notice of Rejection How to respond?
What are the criteria for claim amendments?
- §17-2 (3) New Matter
- §17-2 (4) Amendment Restriction
- §17-2 (5) Independently Patentable
34. (C) 2006 TMI Associates 34 III-1. Final Notice of Rejection What are the criteria for claim amendments?
- §17-2 (3) New Matter
Amended matters must be literally disclosed in or
obvious from the description/drawings.
Example:
Claim ‘Laser’/ Description ‘Excimer Laser’
‘Excimer Laser’
‘YAG Laser’
*not obvious
35. (C) 2006 TMI Associates 35 III-1. Final Notice of Rejection What are the criteria for claim amendments?
- §17-2 (3) New Matter
Example:
Claim ‘Laser’/ Description ‘Excimer Laser’
‘YAG Laser’
36. (C) 2006 TMI Associates 36 III-1. Final Notice of Rejection What are the criteria for claim amendments?
- §17-2 (4) Amendment Restriction
is limited to the following:
(i) Cancellation of Claims
(ii) Limitation of Subject Matter
(iii) Correction of Errors
(iv) Clarification of Ambiguous Description
37. (C) 2006 TMI Associates 37 III-1. Final Notice of Rejection What are the criteria for claim amendments?
- §17-2 (4) Amendment Restriction
(ii) Limitation of Subject Matter
- Restriction must aim to limit
‘Matters to Define the Invention’
- Restriction must not change
‘Industrial Applicability’ or
‘Problems to be Solved ’
38. (C) 2006 TMI Associates 38 III-1. Final Notice of Rejection What are the criteria for claim amendments?
- §17-2 (4) Amendment Restriction
(ii) Limitation of Subject Matter
- Restriction must aim to limit
‘Matters to Define the Invention’
Examples:
39. (C) 2006 TMI Associates 39 III-2. Decision of Rejection
40. (C) 2006 TMI Associates 40 III-2. Decision of Rejection cont’d
41. (C) 2006 TMI Associates 41 III-2. Decision of Rejection cont’d How to approach the Decision of Rejection?
- Claim Amendments should always be considered !
- Appeal Brief should be considered a final chance
to argue the issues to convince the Examiner and
the Appeal Board!
* Show all you got !
42. (C) 2006 TMI Associates 42 III-2. Decision of Rejection cont’d How to approach the Decision of Rejection?
- Claim Amendments should always be considered!
Why?
-Reconsideration by Examiner Prior to Appeal Trial !
* Preferred over the direct route to Appeal Trial Examination.
* Gives the Examiner another chance to reconsider.
Action?
- Even if substantial amendments are not needed,
it is always possible to file pro forma amendments!
43. (C) 2006 TMI Associates 43 III-2. Decision of Rejection cont’d Other actions?
- Interview with the Examiner
* The Examiner’s intention is sometimes unclear because
there are not sufficient explanations of why the application
was rejected in the Decision of Rejection; or
* If the Examiner appears not to comprehend the invention fully.
* Discussing, explaining, and sometimes negotiating at an
interview might work, and does not hurt the applicant’s
chances to obtain a patent. Client’s attendance is welcome.
- Divisional Application
Appeal Procedures before IP High Court
- Approach to the Decision of Appeal
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91. (C) 2006 TMI Associates 91 Thank you for your attention.
Taku Fukasawa
tfukasawa@tmi.gr.jp
www.tmi.gr.jp